This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$110MItem 5.F on the latest filing (2026-03-09); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$110M

Private client RAUM

$107MderivedItem 5.D individuals plus high net worth individuals

Private client share

97%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$55.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

552

Individual clients

195

High net worth clients

23

SEC number

801-130680

CRD

332035

Filings on the tape

9

First filed

Jun 13, 2024

Latest filed

Mar 9, 2026

Organised

Corporation, NY

Website

benthamwealth.com

• Occurred

  Aug 27, 2024
  Team lift-out

  2 advisors left Capital Analysts (Getzville, NY) for Bentham Wealth Advisors on the same day

  Form ADVobserved 5 days ago
  2 advisors
• Occurred

  Jun 13, 2024
  First Form ADV filing

  Bentham Wealth Advisors filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6c28d719-fece-5dae-1541-2d785969cd2d

First observed

Jun 13, 2024

Last observed

Mar 9, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.