DFX Intelligence

B•••• W•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

B•••• W•••••• K•••

Advisor at U••••• B•••••••• S••••••• I••

Sunset Beach, NC | Wilmington, NC

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Search this name across graphsid dfx:ria:6c2e575b-51e3-7015-c376-932887bb11d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• B•••••••• S••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• B•••••••• S••••••• I••	Bd affiliated wealth	Apr 12, 2022	n/a	yes	Sunset Beach, NC\|Wilmington, NC	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Mar 30, 2016	Apr 5, 2022	no	Wilmington, NC\|RALEIGH, NC\|CHARLOTTE, NC\|Wilmington, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C••••••• I••••••• S•••••••• I•••	U••••• B•••••••• S••••••• I••	Apr 5, 2022	Apr 12, 2022	7	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ U••••• B•••••••• S••••••• I••Registered adviserregistration: current employment
Apr 12, 2022 to presentfactForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2016 to Apr 5, 2022factForm ADV

Dated events

Occurred
Apr 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c2e575b-51e3-7015-c376-932887bb11d0
First observed: Mar 30, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.