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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Cliff Anderson

Advisor at WELLS FARGO ADVISORS

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Search this name across graphsid dfx:ria:6c32f73e-7c40-c707-de10-1e22d9b04d92

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 6, 1997
First registration: Jul 10, 2002
Dual registered: yes, broker-dealer
Other names: KIP ANDERSON|CLIFF JOSEPH ANDERSON
IAPD individual key: 2913206

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Feb 14, 2025	n/a	yes	MYSTIC, CT\|RHINEBECK, NY\|CLINTON, NY\|NEW HAVEN, CT\|HOLYOKE, MA\|GLASTONBURY, CT\|FARMINGTON, CT\|NEW HAVEN, CT	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 25, 2016	Feb 25, 2025	no	SOUTHPORT, CT\|RIVERSIDE, CT\|OLD GREENWICH, CT\|STAMFORD, CT\|STRATFORD, CT\|WILTON, CT\|RIDGEFIELD, CT\|MILFORD, CT\|DANBURY, CT\|NEW CANAAN, CT\|DARIEN, CT\|WESTPORT, CT\|WESTPORT, CT\|FAIRFIELD, CT\|FAIRFIELD, CT\|FAIRFIELD, CT\|BRIDGEPORT, CT\|NORWALK, CT\|BRIDGEPORT, CT\|BRIDGEPORT, CT\|TRUMBULL, CT\|MONROE, CT\|TRUMBULL, CT\|NEWTOWN, CT\|SHELTON, CT\|DANBURY, CT\|WILTON, CT\|STAMFORD, CT\|NEW HAVEN, CT\|STRATFORD, CT\|SOUTHPORT, CT\|DANBURY, CT\|DANBURY, CT\|ORANGE, CT\|FAIRFIELD, CT\|WILTON, CT\|STAMFORD, CT\|NORWALK, CT\|BETHEL, CT\|DARIEN, CT\|MILFORD, CT\|SOUTHBURY, CT\|NEW HAVEN, CT\|West Harrison, NY\|ARDSLEY, NY\|EASTCHESTER, NY\|YONKER, NY\|YONKERS, NY\|SCARSDALE, NY\|STAMFORD, CT\|YONKERS, NY\|YONKERS, NY\|SCARSDALE, NY\|HARTFORD, CT\|Avon, CT\|Enfield, CT\|West Hartford, CT\|MILLWOOD, NY\|GREENWICH, CT\|GREENWICH, CT\|OSSINING, NY\|KATONAH, NY\|Hamden, CT\|BEDFORD, NY\|PLEASANTVILLE, NY\|MOUNT KISCO, NY\|BRIARCLIFF, NY\|GREENWICH, CT\|CHAPPAQUA, NY\|Bedford Hills, NY\|CROSS RIVER, NY\|GREENWICH, CT\|OLD GREENWICH, CT\|ARMONK, NY\|BRIARCLIFF, NY\|OSSINING, NY\|GREENWICH, CT\|COS COB, CT\|Chappaqua, NY\|South Windsor, CT\|Farmington, CT\|Wethersfield, CT\|LARCHMONT, NY\|LARCHMONT, NY\|Branford, CT\|Newington, CT\|MOUNT VERNON, NY\|MOUNT VERNON, NY\|YONKERS, NY\|YONKERS, NY\|YONKERS, NY\|LARCHMONT, NY\|IRVINGTON, NY\|SCARSDALE, NY\|HASTINGS ON HUDSON, NY\|Glastonbury, CT\|PELHAM, NY\|NEW ROCHELLE, NY\|EASTCHESTER, NY\|DOBBS FERRY, NY\|SCARSDALE, NY\|ARDSLEY, NY\|YONKERS, NY\|SCARSDALE, NY\|Nyack, NY\|PORT JERVIS, NY\|GREENWOOD LAKE, NY\|MIDDLETOWN, NY\|NANUET, NY\|PEARL RIVER, NY\|Suffern, NY\|CHESTNUT RIDGE, NY\|CONGERS, NY\|CORNWALL, NY\|VALLEY COTTAGE, NY\|WASHINGTONVILLE, NY\|YONKERS, NY\|YONKERS, NY\|NEW CITY, NY\|NYACK, NY\|WURTSBORO, NY\|SPRING VALLEY, NY\|MONSEY, NY\|MONTICELLO, NY\|Madison, CT\|MONROE, NY\|NANUET, NY\|GARNERVILLE, NY\|MONROE, NY\|NEW CITY, NY\|MIDDLETOWN, NY\|PINE BUSH, NY\|STONY POINT, NY\|SCARSDALE, NY\|YONKERS, NY\|BRONXVILLE, NY\|MONSEY, NY\|GOSHEN, NY\|NEW WINDSOR, NY\|ORANGEBURG, NY\|POMONA, NY\|SUFFERN, NY\|WARWICK, NY\|Storrs Mansfield, CT\|Hartford, CT\|Vernon, CT\|East Hartford, CT\|NEW ROCHELLE, NY\|TARRYTOWN, NY\|WHITEPLAINS, NY\|MAMARONECK, NY\|HARRISON, NY\|PORT CHESTER, NY\|WHITE PLAINS, NY\|WHITE PLAINS, NY\|PORT CHESTER, NY\|ELMSFORD, NY\|LARCHMONT, NY\|HARTSDALE, NY\|TARRYTOWN, NY\|HARRISON, NY\|WHITE PLAINS,, NY\|THORNWOOD, NY\|RYE BROOK, NY\|White Plains, NY\|RIDGEFIELD, CT\|RYE, NY\|WHITE PLAINS, NY\|WHITE PLAINS, NY\|Guilford, CT\|NORWALK, CT\|Cheshire, CT\|NORWALK, CT\|WILTON, CT\|Hartford, CT\|Avon, CT\|Newington, CT\|East Hartford, CT\|Wethersfield, CT\|Hamden, CT\|Branford, CT\|NORWALK, CT\|New Britain, CT\|HARTFORD, CT\|Farmington, CT\|Enfield, CT\|Guilford, CT\|West Hartford, CT\|Glastonbury, CT\|DANBURY, CT\|Cheshire, CT\|Groton, CT\|DANBURY, CT\|Madison, CT\|Storrs Mansfield, CT\|Bloomfield, CT\|ORANGE, CT\|South Windsor, CT\|BETHEL, CT\|MILFORD, CT\|Vernon, CT\|NEW HAVEN, CT\|SOUTHPORT, CT\|SOUTHBURY, CT\|Groton, CT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Apr 22, 2016	no	EAST HARTFORD, CT\|Stratford, CT\|PLAISTOW, NH\|Glastonbury, CT\|Stratford, CT	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jul 9, 2003	Oct 5, 2009	no	EAST HARTFORD, CT\|STRATFORD, CT\|SUCCASUNNA, NJ\|KENNEBUNK, ME\|WALTHAM, MA\|PORTLAND, ME\|NEWBURYPORT, MA\|CONCORD, NH\|WALL, NJ\|BRICK, NJ\|NORTH ATTLEBORO, MA\|MILFORD, MA\|SUCCASUNNA, NJ\|NEW YORK, NY\|SALEM, MA\|NEW MILFORD, CT\|ALBANY, NY	Previous registration
CHOREO, LLC	Independent wealth	Jul 10, 2002	Jul 9, 2003	no	GREENWICH, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Feb 25, 2025	Feb 14, 2025	-11	Firm change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	J.P. MORGAN SECURITIES LLC	Apr 22, 2016	Apr 25, 2016	3	Firm change	Ibd to wirehouse
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
CHOREO, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Jul 9, 2003	Jul 9, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:19616:CT:2025-02-25	Feb 25, 2025	Feb 14, 2025	GLASTONBURY, CT	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Feb 14, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 25, 2016 to Feb 25, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Apr 22, 2016factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jul 9, 2003 to Oct 5, 2009factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Jul 10, 2002 to Jul 9, 2003factForm ADV

Dated events

Occurred
Feb 25, 2025
Advisor changed firm
Cliff Anderson left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2025-02-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c32f73e-7c40-c707-de10-1e22d9b04d92
First observed: Jul 10, 2002
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Cliff Anderson

Advisor at WELLS FARGO ADVISORS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c32f73e-7c40-c707-de10-1e22d9b04d92

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.