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CRD 139410
TUNKHANNOCK, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••••• J•••••• B•••• | Certified Financial Planner | TUNKHANNOCK, PA | 20 | 28 | 1 | no |
| R•••••• S•••• S•••• | n/a | TUNKHANNOCK, PA | 20 | 23 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• R•••••• J•••••• | MANAGING MEMBER | C | yes | 04/2007 | Feb 1, 2012 | Oct 14, 2024 |
| B••••• J•••• M•••••• | MANAGING MEMBER | B | yes | 01/2015 | Nov 18, 2015 | Oct 14, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| B•••••• G•••••• | n/a | n/a | n/a | N | no | n/a |
| S•••• H•••• T••• B••••••• • M•••••••• A••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| CAPE GIRARDEAU | Mo | United States | 1 | no |
| Cincinnati | Oh | United States | 1 | no |
| Sayre | Pa | United States | 1 | no |
| Towanda | Pa | United States | 1 | no |
| n/a | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $842M | $670M | 25.6% | $402M | 28.0% | 18 | 16 | 5 | 6 |
| no |
| J••• M•••••• B•••• | n/a | TUNKHANNOCK, PA | 18 | 18 | n/a | no |
| C•••••••• M•••• S•••••• | n/a | TUNKHANNOCK, PA | 16 | 27 | n/a | no |
| K••• A••••• L••••• | n/a | TUNKHANNOCK, PA | 12 | 12 | n/a | no |
| B•••••• R••• G•••••• | n/a | TUNKHANNOCK, PA | 8 | 13 | n/a | no |
| C••• M••••• T•••• | Certified Financial Planner | CINCINNATI, OH | TUNKHANNOCK, PA | 8 | 22 | n/a | no |
| B••••••• M•••• R••••••• | n/a | TUNKHANNOCK, PA | 5 | 10 | n/a | no |
| M•••••• C•••••• | n/a | TUNKHANNOCK, PA | 5 | 16 | 1 | no |
| R••• V••••• | n/a | TUNKHANNOCK, PA | 5 | 10 | n/a | no |
| K•••••• J••••••• | n/a | TUNKHANNOCK, PA | 3 | 10 | 3 | no |
| L•••• D•••• A••••••• | Certified Financial Planner | TUNKHANNOCK, PA | 3 | 29 | 4 | no |
| J••••••• M•• S•••••• | n/a | TUNKHANNOCK, PA | 2 | 25 | n/a | no |
| T••• F••••• M•••••• | n/a | TUNKHANNOCK, PA | 2 | 12 | n/a | no |
| Z•••••• N••••••• P•••••••• | n/a | TUNKHANNOCK, PA | 1 | 12 | n/a | no |
| A•••• R••••• B•••• | n/a | TUNKHANNOCK, PA | 0 | 12 | n/a | no |
| K••••• R•••• M••••••• | n/a | TUNKHANNOCK, PA | Clarks Summit, PA | 0 | 18 | 1 | no |
| C••• E•••••• | n/a | Jackson, MO | TUNKHANNOCK, PA | 0 | 20 | 1 | no |
| MANAGING MEMBER, CHIEF COMPLIANCE OFFICER |
| C |
| yes |
| 04/2007 |
| Feb 1, 2012 |
| Oct 14, 2024 |
| L•••••• K•••• A••••• | Partner | Na | no | 01/2023 | Mar 13, 2023 | Oct 14, 2024 |
| 1 |
| no |
| Mar 18, 2026 |
| $842M |
| $836M |
| 18 |
| 17 |
| 6 |
| n/a |
| n/a |
| 2024 | Mar 24, 2025 | $670M | $670M | 16 | 13 | 6 | n/a | n/a |
| 2023 | Mar 22, 2024 | $545M | $545M | 17 | 12 | 5 | n/a | n/a |
| 2022 | Mar 13, 2023 | $402M | $402M | 13 | 10 | 1 | n/a | n/a |
| 2021 | Mar 28, 2022 | $408M | $408M | 11 | 10 | 1 | n/a | n/a |
| 2020 | Mar 22, 2021 | $331M | $331M | 15 | 10 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $271M | $271M | 11 | 7 | 1 | n/a | n/a |
| 2018 | Mar 17, 2019 | $218M | $218M | 9 | 7 | 0 | n/a | n/a |
| 2017 | Mar 7, 2018 | $185M | $185M | 7 | 6 | 0 | n/a | n/a |
| 2016 | Mar 9, 2017 | $145M | $145M | 7 | 6 | n/a | n/a | n/a |
| 2015 | Mar 22, 2016 | $114M | $114M | 6 | 6 | n/a | n/a | n/a |
| 2011 | Feb 1, 2012 | $43.4M | $43.4M | n/a | n/a | n/a | n/a | n/a |