DFX Intelligence

N••••••• P•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultant39 years in industry

N••••••• P•••• M••••••

Advisor at L•• F•••••••• L••

BINGHAMTON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 24, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 1, 2026	n/a	yes	BINGHAMTON, NY	Current employment
C••••••••• W•••••• L••	Independent wealth	Oct 26, 2020	Jun 9, 2026	no	OVERLAND PARK, KS\|Binghamton, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	L•• F•••••••• L••	Jun 9, 2026	Jun 1, 2026	-8	Firm change	RIA to ibd
P••••••••• A••••••• S••••••• L••	C••••••••• W•••••• L••	Nov 5, 2020	Oct 26, 2020

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Oct 26, 2020 to Jun 9, 2026factForm ADV
→ P••••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Mar 19, 2009 to Nov 5, 2020factForm ADV
→ S•••• H•••• I••••••••• M••••••••• L••

Dated events

Occurred
Jun 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 18, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.