DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• N••••••• • C••••••• I•••••••••
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• N••••••• • C••••••• I••••••••• | National bd RIA | Aug 26, 2022 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Aug 24, 2020 | Aug 25, 2022 | no | WESTFIELD, IN|NOBLESVILLE, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• T•••• S••••••••• I••• | S•••••• N••••••• • C••••••• I••••••••• | Aug 25, 2022 | Aug 26, 2022 | 1 | Firm change | Ibd to ibd |
| T••••••• S••••••• F•••••••• | F•••• T•••• S••••••••• I••• | Aug 2, 2018 | Aug 24, 2020 |
| T••••••• S••••••• F•••••••• | Former SEC adviser | Jun 4, 2018 | Aug 2, 2018 | no | INDIANAPOLIS, IN | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Sep 2, 2015 | Jun 5, 2018 | no | MILWAUKEE, WI|INDIANAPOLIS, IN | Previous registration |
| 753 |
| Firm change after gap |
| Other |
| W•••• F•••• A••••••• | T••••••• S••••••• F•••••••• | Jun 5, 2018 | Jun 4, 2018 | -1 | Firm change | Other |