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T•••••••, S•••••••, MILLER, HERD & T••••, INC., CRD 8478
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F•••••••• S••••••• H•••••••• L•• | SOLE SHAREHOLDER | E | yes | 12/2020 | Dec 14, 2020 | Nov 9, 2021 |
| P•••••• R•••••• W••••• | Owner | F | yes | 12/2020 | Dec 1, 2011 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Washington | Dc | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | n/a | $755M | n/a | $562M | n/a | 2 | 88 | 1 | 19 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| T••••••• S••••••• A••••••• | 5 | Jul 6, 2021 | Nov 25, 2020 | INDIANAPOLIS, IN | Team lift out | Ibd to ibd | 45.5% |
| T••••••• S••••••• A••••••• | 2 | Jul 6, 2021 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S•••••••• A•••••••• L•• | 2 | Aug 24, 2018 | Aug 25, 2018 | CHICAGO, IL | Team lift out | Other | 4.5% |
| S••••• A••••••• I••• | 3 | Jun 7, 2017 |
| P•••••• R•••••• W••••• | TRUSTEE, J•••• J• T•••• I••••••••• T•••• | F | yes | 12/2020 | Dec 1, 2011 | Nov 9, 2021 |
| P•••••• R•••••• W••••• | PRESIDENT / CEO / TREASURER | Na | yes | 05/2020 | Dec 1, 2011 | Nov 9, 2021 |
| T••••• J•••• J••• | Owner | F | yes | 12/2020 | Dec 1, 2011 | Nov 9, 2021 |
| T••••• J•••• J••• | CHAIRMAN OF THE BOARD | Na | yes | 09/2018 | Dec 1, 2011 | Nov 9, 2021 |
| J•••• J• T•••• I••••••••• T•••• | Owner | D | no | 12/2020 | Nov 9, 2021 | Nov 9, 2021 |
| R•••••••• M•••••• M••• | FINOP / PFO / POO | Na | no | 02/2021 | Oct 27, 2021 | Nov 9, 2021 |
| S••••••• B•••• P•••••• | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | Na | no | 01/2017 | Jan 31, 2017 | Nov 9, 2021 |
| 2021 |
| Sep 28, 2021 |
| n/a |
| n/a |
| 2 |
| 1 |
| 1 |
| n/a |
| n/a |
| 2020 | Sep 29, 2020 | $755M | $755M | 88 | 57 | 19 | n/a | n/a |
| 2019 | Sep 24, 2019 | $657M | $657M | 89 | 54 | 16 | n/a | n/a |
| 2018 | Sep 27, 2018 | $562M | $562M | 83 | 45 | 16 | n/a | n/a |
| 2017 | Aug 25, 2017 | $475M | $475M | 74 | 42 | n/a | n/a | n/a |
| 2016 | Sep 27, 2016 | $331M | $331M | 38 | 25 | n/a | n/a | n/a |
| 2015 | Aug 31, 2015 | $274M | $274M | 38 | 26 | n/a | n/a | n/a |
| 2014 | Jul 25, 2014 | $209M | $209M | 25 | 13 | n/a | n/a | n/a |
| 2013 | Sep 20, 2013 | $147M | $147M | 22 | 14 | n/a | n/a | n/a |
| 2012 | Aug 29, 2012 | $113M | $113M | n/a | n/a | n/a | n/a | n/a |
| Nov 25, 2020 |
| CINCINNATI, OH |
| Team lift out |
| Ibd to ibd |
| 18.2% |
| T••••••• S••••••• A••••••• | 5 | Nov 16, 2020 | Nov 23, 2020 | INDIANAPOLIS, IN | Team lift out | Ibd to ibd | 26.3% |
| BIRMINGHAM, AL |
| Team lift out |
| Other |
| 1.8% |