DFX Intelligence

M••••••• D•••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

M••••••• D•••••• C•••••••••

Advisor at W•••• I••••••••• A•••••••• L••

Westborough, MA | Palm City, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c3a9f8f-21e7-c4f2-5d85-383071c23c5b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Jun 28, 2024	n/a	yes	Palm City, FL\|Westborough, MA	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Mar 20, 2017	Jun 28, 2024	no	HINGHAM, MA\|Westborough, MA\|Palm City, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• I••••••••• A•••••••• L••	Jun 28, 2024	Jun 28, 2024	0	Bulk transfer	Other
B••••• H••••• W••••• A•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 30, 2018	Mar 20, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
282486:149018:MA:2018-10-30	Oct 30, 2018	Mar 20, 2017	ACTON, MA	Firm change after gap

Relationships

Registered with (4)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 20, 2017 to Jun 28, 2024factForm ADV
→ B••••• H••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 17, 2017 to Oct 30, 2018factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c3a9f8f-21e7-c4f2-5d85-383071c23c5b
First observed: Feb 10, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.