DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

WILLIAM JOSEPH HANNAN

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Moyock, NC | Midlothian, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c3d525f-4f29-86ff-2d7d-b33329fc2ab2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 3, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Oct 27, 1982
First registration: Jul 3, 1997
Dual registered: yes, broker-dealer
Other names: BILL HANNAN
IAPD individual key: 1071750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 28, 2020	n/a	yes	Midlothian, VA\|Moyock, NC	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 29, 2010	Sep 1, 2020	no	MOYOKE, NC	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Nov 17, 2008	Nov 12, 2010	no	SAN ANTONIO, TX\|MOYOCK, NC	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jun 1, 2008	Dec 11, 2008	no	VIRGINIA BEACH, VA	Previous registration
BI INVESTMENTS, LLC	n/a	Oct 24, 2006	Jun 1, 2008	no	VIRGINIA BEACH, VA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jul 3, 1997	Oct 23, 2006	no	VIRGINIA BEACH, VA\|MOYOCK, NC\|VIRGINIA BEACH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 1, 2020	Aug 28, 2020	-4	Firm change	Ibd to ibd
INVESTMENT PROFESSIONALS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 12, 2010	Oct 29, 2010	-14	Firm change	Other
OSAIC INSTITUTIONS, INC.	INVESTMENT PROFESSIONALS, INC.	Dec 11, 2008	Nov 17, 2008	-24	Firm change	Other
BI INVESTMENTS, LLC	OSAIC INSTITUTIONS, INC.	Jun 1, 2008	Jun 1, 2008	0	Bulk transfer	Other
OSAIC FA, INC.	BI INVESTMENTS, LLC	Oct 23, 2006	Oct 24, 2006	1	Firm change	Other

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Aug 28, 2020 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 29, 2010 to Sep 1, 2020factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Nov 17, 2008 to Nov 12, 2010factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jun 1, 2008 to Dec 11, 2008factForm ADV
→ BI INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 24, 2006 to Jun 1, 2008factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jul 3, 1997 to Oct 23, 2006factForm ADV

Dated events

No dated event names this entity yet.