DFX Intelligence

B•••• P•••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

B•••• P•••••• J•••••••

Advisor at F••••••••• W••••• M••••••••• L••

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:6c403cd0-c9cf-734c-e827-ed924024c367

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• W••••• M••••••••• L••	Independent wealth	Jun 1, 2015	n/a	yes	ALPHARETTA, GA	Current employment
S••••••• I••••••••• S•••••••• I•••	Former SEC adviser	Jul 25, 2007	May 19, 2015	no	JOHNS CREEK, GA\|ATLANTA, GA\|ALPHARETTA, GA\|ROSWELL, GA\|ALPHARETTA, GA\|ALPHARETTA, GA\|ALPHARETTA, GA\|ATLANTA, GA\|ALPHARETTA, GA\|ATLANTA, GA\|ALPHARETTA, GA\|ALPHARETTA, GA\|ROSWELL, GA\|ALPHARETTA, GA\|ALPHARETTA, GA\|ALPHARETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	F••••••••• W••••• M••••••••• L••	May 19, 2015	Jun 1, 2015	13	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	S••••••• I••••••••• S•••••••• I•••	Jul 13, 2007	Jul 25, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
17499:220515:GA:2015-05-19	May 19, 2015	Jun 1, 2015	ALPHARETTA, GA	Firm change

Relationships

Registered with (3)

→ F••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 1, 2015 to presentfactForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2007 to May 19, 2015factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 11, 2003 to Jul 13, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c403cd0-c9cf-734c-e827-ed924024c367
First observed: Apr 11, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.