DFX Intelligence

D•••••• T•• • F•••••••• S•••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

D•••••• T•• • F•••••••• S•••••••• L•••••

CRD 339645

DES MOINES, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c41957f-b8c1-b9b7-d692-68fa83541984

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2026 to Jul 31, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• K•••••••	n/a	DES MOINES, WA	0	20	2	no
C•••• A••• G••••••	n/a	DES MOINES, WA	0	11

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	n/a	0	0	0	2	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• I••••••••• A••••••• L••	2	Jul 1, 2026	Jun 1, 2026	DES MOINES, WA	Team lift out	Ibd to state RIA	0.0%

Relationships

Registered with (2)

← C•••• A••• G••••••Advisorregistration: current employment
Jun 1, 2026 to presentfactForm ADV
← D•••• K•••••••Advisorregistration: current employment
Jun 1, 2026 to presentfactForm ADV

Moved with (1)

← C••••• I••••••••• A••••••• L••Registered adviser2 advisors, team lift out, same day
Jul 1, 2026 to Jun 1, 2026factForm ADV

Dated events

Occurred
Jul 1, 2026
Team lift-out
••• Locked
Form ADVobserved 6 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c41957f-b8c1-b9b7-d692-68fa83541984
First observed: Jul 31, 2026
Last observed: Jul 31, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.