DFX Intelligence

C•••• A••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C•••• A••• G••••••

Advisor at D•••••• T•• • F•••••••• S•••••••• L•••••

DES MOINES, WA

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Search this name across graphsid dfx:ria:8722997f-1719-a099-bc53-32ac802f0864

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• T•• • F•••••••• S•••••••• L•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• T•• • F•••••••• S•••••••• L•••••	State registered	Jun 1, 2026	n/a	yes	DES MOINES, WA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	Jul 1, 2026	no	DES MOINES, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	D•••••• T•• • F•••••••• S•••••••• L•••••	Jul 1, 2026	Jun 1, 2026	-30	Firm change	Ibd to state RIA
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025	Sep 5, 2025

Relationships

Registered with (3)

→ D•••••• T•• • F•••••••• S•••••••• L•••••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 5, 2025 to Jul 1, 2026factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Apr 15, 2021 to Sep 5, 2025factForm ADV

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8722997f-1719-a099-bc53-32ac802f0864
First observed: Apr 15, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.