DFX Intelligence

C•••• A••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

C•••• A••• W••••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | San Diego, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 8, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Jan 15, 2026	n/a	yes	San Diego, CA\|DENVER, CO	Current employment
S••••• W••••• M•••••••••	Independent wealth	Nov 6, 2019	Apr 26, 2024	no	ROCKFORD, IL\|ROCKFORD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• M•••••••••	M••••• G••••• A••••••• I•••	Apr 26, 2024	Jan 15, 2026	629	Firm change after gap	RIA to RIA
C•••••• C•••••• P•••••••	S••••• W••••• M•••••••••	Dec 6, 2019	Nov 6, 2019

Relationships

Registered with (8)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Jan 15, 2026 to presentfactForm ADV
→ S••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 6, 2019 to Apr 26, 2024factForm ADV
→ C•••••• C•••••• P•••••••Registered adviserregistration: previous registration
Jul 3, 2019 to Dec 6, 2019factForm ADV
→ G•• A••••••• S•••••••• L••

Dated events

Order

Occurred
26 Apr 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 13, 2003
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.