DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Chris Alan Walters

Mercer Global Advisors Inc.independent RIADenver, Co IA-onlyIAPD 1856545

Feed of 09/15/2026

At current firm

0 y

since Jan 15, 2026

In the industry

38 y

since Sep 8, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mercer Global Advisors Inc. independent RIA current
since Jan 15, 2026 · San Diego, Ca
Savant Wealth Management independent RIA
Nov 6, 2019 to Apr 26, 2024 · Rockford, Il
Clarity Capital Partners former
Jul 3, 2019 to Dec 6, 2019 · Newport Beach, Ca
Gfo Advisory Services, LLC asset manager
Jan 28, 2016 to Aug 8, 2017 · Costa Mesa, Ca
LPL Financial LLC BD affiliated
Jul 5, 2011 to Jun 18, 2012 · Ontario, Ca
Uvest Financial Services Group, Inc. unclassified
Mar 5, 2009 to Jul 5, 2011 · Ontario, Ca
Cibc Private Wealth Advisors, Inc. BD affiliated
Feb 10, 2005 to Oct 3, 2006 · San Francisco, Ca
Citicorp Investment Services unclassified
Jun 13, 2003 to Aug 20, 2004 · Costa Mesa, Ca

Moves

a registration end followed by a registration begin elsewhere

Savant Wealth Management to Mercer Global Advisors Inc.
left Apr 26, 2024, registered Jan 15, 2026 (629 days) · RIA to RIA
Clarity Capital Partners to Savant Wealth Management
left Dec 6, 2019, registered Nov 6, 2019 (-30 days) · RIA to RIA
Gfo Advisory Services, LLC to Clarity Capital Partners
left Aug 8, 2017, registered Jul 3, 2019 (694 days) · Other
LPL Financial LLC to Gfo Advisory Services, LLC
left Jun 18, 2012, registered Jan 28, 2016 (1319 days) · Other
Uvest Financial Services Group, Inc. to LPL Financial LLC
left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
Cibc Private Wealth Advisors, Inc. to Uvest Financial Services Group, Inc.
left Oct 3, 2006, registered Mar 5, 2009 (884 days) · Other
Citicorp Investment Services to Cibc Private Wealth Advisors, Inc.
left Aug 20, 2004, registered Feb 10, 2005 (174 days) · Other

Signals

Chris Alan Walters left Savant Wealth Management for Mercer Global Advisors Inc. (registered 2026-01-15)
Apr 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address