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RIA / WealthAdvisorCertified Financial Planner13 years in industry

IAN T HARVEY

Advisor at CORIENT

New York, NY | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:6c47af69-68f9-b6f8-b747-7bbe366b9b2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65
First exam: Apr 12, 2013
First registration: Apr 15, 2013
Dual registered: no
IAPD individual key: 6109254

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Mar 31, 2023	n/a	yes	MORRISTOWN, NJ\|New York, NY	Current employment
Regentatlantic	Former SEC adviser	Jun 9, 2022	Mar 31, 2023	no	MORRISTOWN, NJ	Previous registration
BRIDGEWATER ADVISORS INC.	Independent wealth	Aug 24, 2021	Aug 25, 2022	no	NEW YORK, NY	Previous registration
ROCKWOOD WEALTH MANAGEMENT, LLC	Independent wealth	Apr 15, 2013	Apr 20, 2015	no	NEW HOPE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Regentatlantic	Corient	Mar 31, 2023	Mar 31, 2023	0	Bulk transfer	RIA to ibd
BRIDGEWATER ADVISORS INC.	Regentatlantic	Aug 25, 2022	Jun 9, 2022	-77	Firm change after gap	RIA to RIA
ROCKWOOD WEALTH MANAGEMENT, LLC	BRIDGEWATER ADVISORS INC.	Apr 20, 2015	Aug 24, 2021	2,318	Firm change after gap	Other

Relationships

Registered with (4)

→ CORIENTRegistered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ REGENTATLANTICRegistered adviserregistration: previous registration
Jun 9, 2022 to Mar 31, 2023factForm ADV
→ BRIDGEWATER ADVISORS INC.Registered adviserregistration: previous registration
Aug 24, 2021 to Aug 25, 2022factForm ADV
→ ROCKWOOD WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 15, 2013 to Apr 20, 2015factForm ADV

Dated events

Occurred
Aug 25, 2022
Advisor changed firm
Ian T Harvey left Bridgewater Advisors Inc. for Regentatlantic (registered 2022-06-09)
Form ADVobserved 5 days ago