DFX Intelligence

M••••• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M••••• C•••••• M••••••••• I•••

CRD 117127

PORTLAND, OR

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Search this name across graphsid dfx:ria:6c500434-474c-931f-b9ab-f7d71b494642

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Mar 7, 2012 to Jul 14, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.64 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $903M••• Locked
Discretionary RAUM: $858M
Private client RAUM: $577Mderived••• Locked
Private client share: 64%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $151Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• J•••••• M•••••	n/a	PORTLAND, OR	24	39	n/a	no
M•••••• D•••• P••••••••	Chartered Financial Analyst	PORTLAND, OR	18	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• J•••••• J••••••	PRESIDENT/DIRECTOR	E	yes	09/2001	Mar 7, 2012	Feb 13, 2024
P••••••••• M••••••• D••••	SHAREHOLDER/RESEARCH & PORTFOLIO MGR.	B	yes	01/2015	Mar 10, 2015	Feb 13, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$903M	$899M	0.5%	$692M	9.3%	7	7	0	0

Relationships

Registered with (8)

← M••••• J••• B•••Advisorregistration: current employment
Jan 29, 2024 to presentfactForm ADV
← M•••••• J•••••• S••••Advisorregistration: current employment
Jun 29, 2017 to presentfactForm ADV
← L•••••• D•••• F•••••••Advisorregistration: current employment
Dec 23, 2009 to presentfactForm ADV
← C•••••• M•••• A•••••••••

Dated events

Occurred
Mar 2, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$142M
Occurred
Feb 13, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$229M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c500434-474c-931f-b9ab-f7d71b494642
First observed: Mar 7, 2012
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.