DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• C•••••• M••••••••• I•••
Latest filing Jul 14, 2026
First filing on the tape Mar 7, 2012 · 21 filings
SEC status approved since Nov 9, 2001
RAUM
$903M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
64%
$577M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$151M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$903M as of Jul 14, 2026
Mar 7, 2012$114M then
HNW client RAUM$535M as of Jul 14, 2026
Mar 1, 2018$204M then
State-registered IARs (5.B.3)6 as of Jul 14, 2026
Feb 7, 20134 then
Employees (5.A)7 as of Jul 14, 2026
Feb 7, 20134 then
Private funds: no history
RAUM +0.5% over the last fiscal year+9.3% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $151MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 8.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $70.0M, 72 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$535M59%
- Corporations and businesses$251M28%
- Charitable organizations$72.4M8.0%
- Individuals$42.1M4.7%
- Pension and profit-sharing plans$2.9M0.3%
- Individual clients
- 133reported
- HNW clients
- 130reported
- Pension plan clients
- 3reported
- Charitable clients
- 14reported
- Accounts
- 766reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $70.0M for 72 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.64 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• J•••••• M••••• | Portland, Or | Nov 29, 2001 | 39 y | 0 |
| M•••••• D•••• P••••••••Chartered Financial Analyst | Portland, Or | Nov 8, 2007 | 19 y | 0 |
| C•••••• M•••• A••••••••• | Portland, Or | Aug 27, 2009 | 31 y | 1 |
| L•••••• D•••• F••••••• | Portland, Or | Dec 23, 2009 | 17 y | 0 |
| M•••••• J•••••• S•••• | Portland, Or | Jun 29, 2017 | 12 y | 1 |
| M••••• J••• B••• | Portland, Or | Jan 29, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- N••••••• A••• P••• to P••• F•••••••• P•••••••Jun 21, 2017 · Other
- R••••• D•••••• G••••••• to G•••• N••••••• A•••• M••••••••• L••Apr 30, 2007 · Other
Joined, latest
- M•••••• J•••••• S•••• from S••••••• S•••••••• C•••••• M••••••••• L••Jun 29, 2017 · Other
- C•••••• M•••• A••••••••• from R•• C•••••• M••••••• L••Aug 27, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• J•••••• J•••••• · President/Directorcontrolsince 09/2001 · owns 75% or more
- P••••••••• M••••••• D•••• · Shareholder/Research & Portfolio Mgr.controlsince 01/2015 · owns 10% to 25%
- A••••••••• C••••••• M•••• · Chief Compliance Officer/Portfolio Mgr.since 09/2007 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Feb 26, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $899,074,796 to $903,477,305, advisors 6 to 6, private clients 233 to 263, offices 0 to 0 (2025-02-28 to 2026-02-26)peers: independent wealth managers, $500M to $1B (1,482)
- client mix shiftChange between filings · filing Feb 26, 2026private-client share of RAUM moved from 83.0% to 64.0% between the annual amendments of 2025-02-28 and 2026-02-26peers: independent wealth managers, $500M to $1B (1,482)
- HNW share shiftChange between filings · filing Feb 26, 2026HNW share of RAUM moved from 78.0% to 59.0% between the annual amendments of 2025-02-28 and 2026-02-26peers: independent wealth managers, $500M to $1B (1,482)
- institutional asset share shiftChange between filings · filing Feb 26, 2026institutional share of RAUM moved from 17.0% to 36.0% between the annual amendments of 2025-02-28 and 2026-02-26peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 688 to 766Feb 28, 2025 to Feb 26, 2026
- Charity clients · 15 to 14Feb 28, 2025 to Feb 26, 2026
- Corporate clients · 23 to 20Feb 28, 2025 to Feb 26, 2026
- HNW clients · 128 to 130Feb 28, 2025 to Feb 26, 2026
- Individual clients · 105 to 133Feb 28, 2025 to Feb 26, 2026
- Assets in custody · $50.7M to $70.0MFeb 28, 2025 to Feb 26, 2026
- Discretionary RAUM · $856M to $858MFeb 28, 2025 to Feb 26, 2026
- HNW RAUM · $703M to $535MFeb 28, 2025 to Feb 26, 2026
- Individual RAUM · $47.9M to $42.1MFeb 28, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $43.0M to $45.4MFeb 28, 2025 to Feb 26, 2026
- Pension RAUM · $5.2M to $2.9MFeb 28, 2025 to Feb 26, 2026
- RAUM · $899M to $903MFeb 28, 2025 to Feb 26, 2026
- Accounts · 647 to 688Feb 13, 2024 to Feb 28, 2025
- Advisory activities · 2 to 3Feb 13, 2024 to Feb 28, 2025
- Charity clients · 13 to 15Feb 13, 2024 to Feb 28, 2025
- Corporate clients · 16 to 23Feb 13, 2024 to Feb 28, 2025
- HNW clients · 142 to 128Feb 13, 2024 to Feb 28, 2025
- Individual clients · 133 to 105Feb 13, 2024 to Feb 28, 2025
- Assets in custody · $54.8M to $50.7MFeb 13, 2024 to Feb 28, 2025
- Financial planning clients · unset to 0Feb 13, 2024 to Feb 28, 2025
- Discretionary RAUM · $779M to $856MFeb 13, 2024 to Feb 28, 2025
- HNW RAUM · $644M to $703MFeb 13, 2024 to Feb 28, 2025
- Individual RAUM · $42.8M to $47.9MFeb 13, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $40.8M to $43.0MFeb 13, 2024 to Feb 28, 2025
- Pension RAUM · $4.4M to $5.2MFeb 13, 2024 to Feb 28, 2025
- RAUM · $819M to $899MFeb 13, 2024 to Feb 28, 2025
- Accounts · 641 to 647Mar 13, 2023 to Feb 13, 2024
- Advisory employees · 5 to 6Mar 13, 2023 to Feb 13, 2024
- Corporate clients · 18 to 16Mar 13, 2023 to Feb 13, 2024
- HNW clients · 140 to 142Mar 13, 2023 to Feb 13, 2024
- Individual clients · 92 to 133Mar 13, 2023 to Feb 13, 2024
- Assets in custody · $59.1M to $54.8MMar 13, 2023 to Feb 13, 2024
- Employees · 6 to 7Mar 13, 2023 to Feb 13, 2024
- State-registered IARs · 5 to 6Mar 13, 2023 to Feb 13, 2024
- Discretionary RAUM · $666M to $779MMar 13, 2023 to Feb 13, 2024
- HNW RAUM · $551M to $644MMar 13, 2023 to Feb 13, 2024
- Individual RAUM · $21.6M to $42.8MMar 13, 2023 to Feb 13, 2024
- Non-discretionary RAUM · $25.7M to $40.8MMar 13, 2023 to Feb 13, 2024
- Pension RAUM · $4.3M to $4.4MMar 13, 2023 to Feb 13, 2024
- RAUM · $692M to $819MMar 13, 2023 to Feb 13, 2024
Signals
2 dated events
- M••••• C•••••• M••••••••• I••• reported RAUM $703.3M, up 25% from $561.1M (2021-03-02 to 2022-03-02)Mar 2, 2022 · RAUM change · derived
- M••••• C•••••• M••••••••• I••• reported RAUM $491.0M, up 87% from $261.9M (2019-03-19 to 2020-02-13)Feb 13, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mengiscapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-916-0776reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-916-0776reportedpublic record, Form ADV, Jul 14, 2026
- Team page
- mengiscapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $151Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026