DFX Intelligence

R•••••• D••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

R•••••• D••• E••••

Advisor at E•••• M•••••••• • M•••••••• L••

STAFFORD, TX

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Search this name across graphsid dfx:ria:6c5133ab-8fa1-580b-b4e8-1aaa032f7f1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• M•••••••• • M•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• M•••••••• • M•••••••• L••	Independent wealth	Aug 22, 2017	n/a	yes	STAFFORD, TX	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 2, 2009	Oct 5, 2017	no	STAFFORD, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	E•••• M•••••••• • M•••••••• L••	Oct 5, 2017	Aug 22, 2017	-44	Firm change after gap	Other
E••••• M•••••••• • M•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 11, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:288427:TX:2017-10-05	Oct 5, 2017	Aug 22, 2017	STAFFORD, TX	Firm change after gap

Relationships

Registered with (4)

→ E•••• M•••••••• • M•••••••• L••Registered adviserregistration: current employment
Aug 22, 2017 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 2, 2009 to Oct 5, 2017factForm ADV
→ E••••• M•••••••• • M•••••••Registered adviserregistration: previous registration
Apr 29, 2004 to Jun 11, 2014factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c5133ab-8fa1-580b-b4e8-1aaa032f7f1d
First observed: Jan 4, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.