DFX Intelligence

E•••• M•••••••• • M•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

E•••• M•••••••• • M•••••••• L••

CRD 288427

STAFFORD, TX

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Search this name across graphsid dfx:ria:aba0f6f9-a673-174a-f019-31c63d195ede

Data as of Jun 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Jun 26, 2017 to Jun 3, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $652M••• Locked
Discretionary RAUM: $396M
Private client RAUM: $641Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $109Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• D••• E••••	n/a	STAFFORD, TX	9	41	3	no
S•••• D•••• M••••••••	Certified Financial Planner	STAFFORD, TX	9	40

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• Z••••••• F•••••••••	Member	B	yes	04/2024	Apr 5, 2024	Apr 22, 2024
E••••• R••••••• D•••	Member	C	yes	09/1997	Jun 26, 2017	Apr 22, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$652M	$570M	14.4%	$456M	12.6%	9	9	1	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	4	Oct 5, 2017	Aug 22, 2017	STAFFORD, TX	Team lift out	Other	0.1%

Relationships

Registered with (6)

← Z•••••• F••••••••• A•••Advisorregistration: current employment
May 11, 2022 to presentfactForm ADV
← D•••• A•••• H•••••••••Advisorregistration: current employment
Oct 23, 2020 to presentfactForm ADV
← R•••••• D••• E••••Advisorregistration: current employment
Aug 22, 2017 to presentfactForm ADV
← S•••• D•••• M••••••••

Dated events

Occurred
Jun 3, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Apr 5, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 26, 2017
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aba0f6f9-a673-174a-f019-31c63d195ede
First observed: Jun 26, 2017
Last observed: Jun 3, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.