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M•••••••••, INC., CRD 147963
CHESTERFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| K••••••••• A•••••••• W•••••• | n/a | CHESTERFIELD, MO | 10 | 32 | n/a | yes |
| R•••••• B•••• C••••• | n/a | CHESTERFIELD, MO | 1 | 20 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| N•• M••••• P•••••••• L••• | Venture Capital Fund | $6.0M | Mar 10, 2016 | 69 | Mar 14, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| 2•• V•••••••• L•• | Owner | E | yes | 12/2015 | Mar 24, 2017 | Mar 29, 2024 |
| S••• F•••••••• G••••• I••• | Owner | E | yes | 01/2016 | Nov 15, 2016 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S••••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 33.3% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $363M | $486M | -25.3% | $605M | -15.7% | 6 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•••••••• L•• | 2 | Aug 9, 2016 | Sep 28, 2011 | CHESTERFIELD, MO | Team lift out | Other | 66.7% |
| yes |
| Y•••••• C••• | n/a | CHESTERFIELD, MO | 1 | 13 | n/a | yes |
| CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/PRESIDENT |
| Na |
| yes |
| 01/2016 |
| Mar 29, 2016 |
| Mar 29, 2024 |
| M•••••• K•••• E• | Member | C | no | 12/2022 | Jun 28, 2023 | Mar 29, 2024 |
| $363M |
| $20.7M |
| 6 |
| 4 |
| 0 |
| n/a |
| n/a |
| 2024 | Apr 29, 2025 | $486M | $20.8M | 6 | 4 | 0 | n/a | n/a |
| 2023 | Mar 29, 2024 | $556M | $19.9M | 4 | 2 | 0 | n/a | n/a |
| 2022 | Mar 20, 2023 | $605M | $15.8M | 3 | 1 | 0 | n/a | n/a |
| 2021 | Mar 24, 2022 | $433M | $18.8M | 3 | 1 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $916M | $16.0M | 3 | 1 | 0 | n/a | n/a |
| 2019 | Mar 12, 2020 | $8.3M | $8.3M | 4 | 3 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $5.7M | $5.7M | 6 | 5 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $2.0M | $2.0M | 5 | 3 | 0 | n/a | n/a |
| 2016 | Mar 24, 2017 | $1.0M | $1.0M | 5 | 2 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | n/a | n/a | 4 | 0 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $6.0M | $6.0M | 3 | 2 | n/a | 1 | $6.0M |
| 2013 | Mar 14, 2014 | $6.0M | $6.0M | 3 | 3 | n/a | 1 | $6.0M |
| 2012 | Mar 26, 2013 | n/a | n/a | 3 | 3 | n/a | 1 | $6.0M |
| 2011 | Mar 14, 2012 | $0 | $0 | n/a | n/a | n/a | 1 | $6.0M |