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B••••• T•••• W••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

B••••• T•••• W••••• I•••

CRD 111266

B•••••, MA

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Search this name across graphsid dfx:ria:6c6ea050-4993-5251-3781-003ecf828364

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 13
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.86 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.6B••• Locked
Discretionary RAUM: $4.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• S••••••• J••••	Director	F	yes	01/2011	Mar 30, 2012	Mar 28, 2024
B•••••• T•••••• J•••	CHIEF COMPLIANCE OFFICER	Na	yes	06/2018	Aug 2, 2018	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••• T•••• W••••• C••••••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.6B	$5.1B	-10.7%	$4.0B	4.8%	32	33	0	0

Relationships

Controls (15)

← A••••••• S••••••• J••••OwnerDIRECTOR, ownership code F, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← S••••• K••••••• P••••OwnerDIRECTOR, ownership code F, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← O••••••••• J••••• T•OwnerDIRECTOR, ownership code F, individual
Mar 31, 2023 to Mar 28, 2024factForm ADV
← S••••••• L••••• B•••••OwnerDIRECTOR/PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Mar 28, 2024fact

Dated events

Occurred
Mar 31, 2023
Control person left
H••••• William Apfel (Director) no longer on Schedule A of B••••• T•••• W••••• I••• (listed 2022-03-31, absent 2023-03-31)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Control person joined
T Jason O'Connell (Director) appeared on Schedule A of B••••• T•••• W••••• I•••
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
B••••• T•••• W••••• I••• reported RAUM $4.3B, up 52% from $2.8B (2021-03-31 to 2022-03-31)
Form ADVobserved 7 days ago
$1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c6ea050-4993-5251-3781-003ecf828364
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.