DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• T•••• W••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Apr 11, 2001
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$4.6B as of Mar 31, 2026
Mar 30, 2012$1.3B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 29, 2018$10.0M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)32 as of Mar 31, 2026
Apr 1, 201314 then
Private funds: no history
RAUM -11% over the last fiscal year+4.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $306MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.9B91%
- Sovereign wealth funds$227M5.3%
- State and municipal entities$159M3.7%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.86 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• T•••••• J••• · Chief Compliance Officercontrolsince 06/2018 · owns less than 5%
- E••••• J•••••••• A•• · Chief Financial Officercontrolsince 01/2012 · owns less than 5%
- K••••• A••• C••••••• · Directorcontrolsince 06/2020 · owns less than 5%
- P•••••• K••••••• L•• · Directorcontrolsince 03/2022 · owns less than 5%
- S••••••• D••••• A•••• · Directorcontrolsince 01/2017 · owns less than 5%
- S••••••• L••••• B••••• · Director/Presidentcontrolsince 01/2001 · owns less than 5%
- V••••• H••••• H••••• · Directorcontrolsince 09/2021 · owns less than 5%
- A••••••• S••••••• J•••• · Directorcontrolsince 01/2011 · owns F of B••••• T•••• W••••• C••••••
- C••••••••• D•••••• · Directorcontrolsince 08/2004 · owns F of B••••• T•••• W••••• C••••••
- G••••• K•••••••• D•••• · Directorcontrolsince 06/2015 · owns F of B••••• T•••• W••••• C••••••
- K••••• S••••• T•••••• · Directorcontrolsince 04/2020 · owns F of B••••• T•••• W••••• C••••••
- O••••••••• J••••• T• · Directorcontrolsince 12/2022 · owns F of B••••• T•••• W••••• C••••••
- S••••• K••••••• P•••• · Directorcontrolsince 01/2011 · owns F of B••••• T•••• W••••• C••••••
- V••••• H••••• H••••• · Directorcontrolsince 01/2018 · owns F of B••••• T•••• W••••• C••••••
- W•••••••• R••••••• Q•••••• · Directorcontrolsince 01/2020 · owns F of B••••• T•••• W••••• C••••••
Entity owners
- B••••• T•••• W••••• C•••••• · Corporationdirect · owns 75% or more
- B••••• T•••• W••••• C••••••••• · Shareholderindirect · owns 75% or more of B••••• T•••• W••••• C••••••
Related persons
Schedule D 7.A
- B••••• T•••• W••••• C••••••y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 20 to 19Jan 29, 2026 to Mar 31, 2026
- Employees · 33 to 32Jan 29, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.1B to $4.6BJan 29, 2026 to Mar 31, 2026
- RAUM · $5.1B to $4.6BJan 29, 2026 to Mar 31, 2026
- Advisory employees · 19 to 20Mar 28, 2024 to Mar 31, 2025
- Employees · 32 to 33Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.8B to $5.1BMar 28, 2024 to Mar 31, 2025
- RAUM · $4.8B to $5.1BMar 28, 2024 to Mar 31, 2025
- Advisory employees · 17 to 19Mar 31, 2023 to Mar 28, 2024
- Employees · 31 to 32Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.0B to $4.8BMar 31, 2023 to Mar 28, 2024
- RAUM · $4.0B to $4.8BMar 31, 2023 to Mar 28, 2024
- Employees · 28 to 31Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.3B to $4.0BMar 31, 2022 to Mar 31, 2023
- RAUM · $4.3B to $4.0BMar 31, 2022 to Mar 31, 2023
- Accounts · 14 to 15Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 18 to 17Mar 31, 2021 to Mar 31, 2022
- Employees · 30 to 28Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.8B to $4.3BMar 31, 2021 to Mar 31, 2022
- RAUM · $2.8B to $4.3BMar 31, 2021 to Mar 31, 2022
- Accounts · 15 to 14Mar 31, 2020 to Mar 31, 2021
- Advisory employees · 15 to 18Mar 31, 2020 to Mar 31, 2021
- Employees · 28 to 30Mar 31, 2020 to Mar 31, 2021
- Discretionary RAUM · $2.4B to $2.8BMar 31, 2020 to Mar 31, 2021
- RAUM · $2.4B to $2.8BMar 31, 2020 to Mar 31, 2021
- Accounts · 16 to 15Sep 4, 2019 to Mar 31, 2020
- Advisory employees · 12 to 15Sep 4, 2019 to Mar 31, 2020
- Advisory activities · 4 to 3Sep 4, 2019 to Mar 31, 2020
- Business name · B••••• T•••• I••••••••• M••••••••• I••• to B••••• T•••• W••••• I•••Sep 4, 2019 to Mar 31, 2020
- HNW clients · 1 to 0Sep 4, 2019 to Mar 31, 2020
- Employees · 25 to 28Sep 4, 2019 to Mar 31, 2020
- Legal name · B••••• T•••• I••••••••• M••••••••• I••• to B••••• T•••• W••••• I•••Sep 4, 2019 to Mar 31, 2020
- Discretionary RAUM · $1.8B to $2.4BSep 4, 2019 to Mar 31, 2020
- HNW RAUM · $9.7M to $0Sep 4, 2019 to Mar 31, 2020
- RAUM · $1.8B to $2.4BSep 4, 2019 to Mar 31, 2020
- Accounts · 15 to 16Aug 2, 2018 to Mar 29, 2019
- Discretionary RAUM · $2.0B to $1.8BAug 2, 2018 to Mar 29, 2019
- HNW RAUM · $10.0M to $9.7MAug 2, 2018 to Mar 29, 2019
- RAUM · $2.0B to $1.8BAug 2, 2018 to Mar 29, 2019
Signals
13 dated events
- T Jason O'Connell (Director) appeared on Schedule A of B••••• T•••• W••••• I•••Mar 31, 2023 · Control person joined · fact
- H••••• William Apfel (Director) no longer on Schedule A of B••••• T•••• W••••• I••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Lee Katrina Pelsue (Director) appeared on Schedule A of B••••• T•••• W••••• I•••Mar 31, 2022 · Control person joined · fact
- B••••• T•••• W••••• I••• reported RAUM $4.3B, up 52% from $2.8B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Quiller Richard Williams (Director) appeared on Schedule A of B••••• T•••• W••••• I•••Mar 31, 2021 · Control person joined · fact
- C••••••• Amy K•••• (Director) appeared on Schedule A of B••••• T•••• W••••• I•••Mar 31, 2021 · Control person joined · fact
- Therese Sarah Kelly (Director) appeared on Schedule A of B••••• T•••• W••••• I•••Mar 31, 2021 · Control person joined · fact
- Elliott Mark Cushing (Director) no longer on Schedule A of B••••• T•••• W••••• I••• (listed 2020-03-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Thomas Russell Gentry (Director) no longer on Schedule A of B••••• T•••• W••••• I••• (listed 2020-03-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Maria Belinda Cavazos (Director) no longer on Schedule A of B••••• T•••• W••••• I••• (listed 2019-09-04, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- B••••• T•••• W••••• I••• reported RAUM $2.4B, up 31% from $1.8B (2019-09-04 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Ann H•••• Soumerai (Director) no longer on Schedule A of B••••• T•••• W••••• I••• (listed 2019-03-29, absent 2019-09-04)Sep 4, 2019 · Control person left · inference
- Maria Belinda Cavazos (Director) appeared on Schedule A of B••••• T•••• W••••• I•••Sep 4, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-726-7250reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026