DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••• I••••••••• M••••••••• C•• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• I••••••••• M••••••••• C•• L•• | Asset manager | Nov 16, 2021 | n/a | yes | Scottsdale, AZ|NEW YORK, NY|GLENDALE, AZ | Current employment |
| B••••••• I••••••••• S•••••••• I••• ••••• | Former SEC adviser | May 7, 2020 | Nov 13, 2021 | no | TEMPE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••• I••••••••• S•••••••• I••• ••••• | V••• I••••••••• M••••••••• C•• L•• | Nov 13, 2021 | Nov 16, 2021 | 3 | Firm change | Other |
| V••• I••••••••• M••••••••• C•• L•• | B••••••• I••••••••• S•••••••• I••• ••••• | Jan 6, 2020 | May 7, 2020 |
| V••• I••••••••• M••••••••• C•• L•• | Asset manager | Jan 11, 2011 | Jan 6, 2020 | no | NEW YORK, NY|SCOTTSDALE, AZ | Previous registration |
| M••••• S•••••• D• I••• | n/a | Aug 1, 2001 | Dec 3, 2002 | no | LAS CRUCES, NM | Previous registration |
| 122 |
| Firm change |
| Other |
| M••••• S•••••• D• I••• | V••• I••••••••• M••••••••• C•• L•• | Dec 3, 2002 | Jan 11, 2011 | 2,961 | Firm change after gap | Other |