DFX Intelligence

N••••••• H•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

N••••••• H•••• R••••••

Advisor at A••••••••• L••

LOS ANGELES, CA | San Francisco, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Mar 26, 2020	n/a	yes	LOS ANGELES, CA\|San Francisco, CA	Current employment
E•••••• S••••••••• I•••	n/a	Nov 1, 2014	Dec 10, 2014	no	REDLANDS, CA\|Irvine, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• S••••••••• I••••••••• C•••••••••	E•••••• S••••••••• I•••	Jan 6, 2015	Nov 1, 2014	-66	Firm change after gap	Other
E•••••• S••••••••• I•••	A••••••••• L••	Dec 10, 2014	Mar 26, 2020

Relationships

Registered with (3)

→ A••••••••• L••Registered adviserregistration: current employment
Mar 26, 2020 to presentfactForm ADV
→ A•••• S••••••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 23, 2013 to Jan 6, 2015factForm ADV
→ E•••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2014 to Dec 10, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 23, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.