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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

ALPHA STRATEGIES INVESTMENT CONSULTING

ALPHA STRATEGIES INVESTMENT CONSULTING INC., CRD 151782

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:768de3bd-16bb-4412-a6a8-4c2d58e2aea9

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 2
Observed: Mar 16, 2026 to Mar 16, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Alpha Strategies Investment Consulting

Intermediary · shared crd

Venture Capitalidentity

Alpha Strategies Registered Investment Advisor

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 151782
Filings on the tape: 1
First filed: Mar 16, 2026
Latest filed: Mar 16, 2026
Organised: Corporation, CA
Website: asinvestmentgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J LEONARD ROGERS	n/a	n/a	16	30	2	no

Relationships

Registered with (6)

← J LEONARD ROGERSAdvisorregistration: current employment
Mar 16, 2010 to presentfactForm ADV
← Catherine Gao HsuAdvisorregistration: previous registration
Apr 1, 2015 to Jan 18, 2017factForm ADV
← MATTHEW DAVID DAUGHERTYAdvisorregistration: previous registration
Sep 15, 2011 to Mar 11, 2015factForm ADV
← NICHOLAS HOGAN RUZETTEAdvisorregistration: previous registration
Jul 23, 2013 to Jan 6, 2015factForm ADV
← Austin Bickford KingAdvisorregistration: previous registration
Aug 5, 2013 to Jul 11, 2014factForm ADV
← Andres Esteban SandateAdvisorregistration: previous registration
Mar 5, 2012 to Oct 2, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:768de3bd-16bb-4412-a6a8-4c2d58e2aea9
First observed: Mar 16, 2026
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHA STRATEGIES INVESTMENT CONSULTING

ALPHA STRATEGIES INVESTMENT CONSULTING INC., CRD 151782

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:768de3bd-16bb-4412-a6a8-4c2d58e2aea9

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

J LEONARD ROGERS

n/a