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P••••• M••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

P••••• M••• N•••••••

Advisor at N•••••••• P•••••••• L••

MINNEAPOLIS, MN | Elm Grove, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c7aefb3-f8ba-a896-c731-ec3eac7dba49

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 28, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P•••••••• L••	Independent wealth	Apr 1, 2026	n/a	yes	Elm Grove, WI\|MINNEAPOLIS, MN	Current employment
V•••••• F•••••••• P•••••••• L••	Former SEC adviser	Jul 3, 2024	Apr 29, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• F•••••••• P•••••••• L••	N•••••••• P•••••••• L••	Apr 29, 2026	Apr 1, 2026	-28	Firm change	RIA to RIA
T•••••••• A•••••• G••••• L••	V•••••• F•••••••• P•••••••• L••	Jul 1, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
315828:167908:WI:2026-04-29	Apr 29, 2026	Apr 1, 2026	ELM GROVE, WI	Firm change

Relationships

Registered with (6)

→ N•••••••• P•••••••• L••Registered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ V•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 3, 2024 to Apr 29, 2026factForm ADV
→ T•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jul 16, 2021 to Jul 1, 2024factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Apr 29, 2026
A•••••• firm change
P••••• M••• N••••••• left V•••••• F•••••••• P•••••••• L•• for N•••••••• P•••••••• L•• (registered 2026-04-01)
Form ADVobserved 7 days ago
Occurred
Jul 1, 2024
A•••••• firm change
P••••• M••• N••••••• left T•••••••• A•••••• G••••• L•• for V•••••• F•••••••• P•••••••• L•• (registered 2024-07-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c7aefb3-f8ba-a896-c731-ec3eac7dba49
First observed: Nov 28, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.