DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Philip Mark Nybroten

Northrock Partners, LLCindependent RIAMinneapolis, Mn IA-onlyIAPD 5976746

Feed of 09/15/2026

Also filed as Philip Mark Nybroten

At current firm

0 y

since Apr 1, 2026

In the industry

14 y

since Oct 25, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Northrock Partners, LLC independent RIA current
since Apr 1, 2026 · Elm Grove, Wi
Vantage Financial Partners, LLC former
Jul 3, 2024 to Apr 29, 2026 · Elm Grove, Wi
Transcend Advisor Group, LLC independent RIA
Jul 16, 2021 to Jul 1, 2024 · Milwaukee, Wi
Principal Securities, Inc. BD affiliated
Mar 15, 2016 to Aug 10, 2021 · Wauwatosa, Wi
Commonwealth Financial Network national BD
Apr 30, 2012 to Mar 10, 2016 · Brookfield, Wi
Ipi Wealth Management, Inc. BD affiliated
Nov 28, 2011 to May 2, 2012 · Decatur, Il

Moves

a registration end followed by a registration begin elsewhere

Vantage Financial Partners, LLC to Northrock Partners, LLC
left Apr 29, 2026, registered Apr 1, 2026 (-28 days) · RIA to RIA · moved with a team
Transcend Advisor Group, LLC to Vantage Financial Partners, LLC
left Jul 1, 2024, registered Jul 3, 2024 (2 days) · RIA to RIA
Principal Securities, Inc. to Transcend Advisor Group, LLC
left Aug 10, 2021, registered Jul 16, 2021 (-25 days) · Affiliated broker-dealer or bank to independent RIA
Commonwealth Financial Network to Principal Securities, Inc.
left Mar 10, 2016, registered Mar 15, 2016 (5 days) · Other
Ipi Wealth Management, Inc. to Commonwealth Financial Network
left May 2, 2012, registered Apr 30, 2012 (-2 days) · Other

Signals

Philip Mark Nybroten left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)
Apr 29, 2026 · Advisor changed firm · fact
Philip Mark Nybroten left Transcend Advisor Group, Llc for Vantage Financial Partners, Llc (registered 2024-07-03)
Jul 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address