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Advisor at LPL FINANCIAL LLC
ASHLAND, VA | MECHANICSVILLE, VA | WILLIAMSBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 9, 2025 | n/a | yes | WILLIAMSBURG, VA|ASHLAND, VA|MECHANICSVILLE, VA | Current employment |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Feb 28, 2020 | Sep 5, 2025 | no | Ashland, VA|Baltimore, MD|Mechanicsville, VA | Previous registration |
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Aug 21, 2017 | Mar 2, 2020 | no | GLEN ALLEN, VA | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 27, 2016 | Aug 3, 2017 | no | FREDERICKSBURG, VA|STAFFORD, VA|CHESAPEAKE, VA|GLEN ALLEN, VA|STAFFORD, VA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 7, 2008 | Dec 31, 2016 | no | FREDERICKSBURG, VA|GLEN ALLEN, VA|FREDERICKSBURG, VA|STAFFORD, VA|FREDERICKSBURG, VA|RICHMOND, VA|BEAVERDAM, VA|SPOTSYLVANIA, VA|STAFFORD, VA|CHESAPEAKE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | LPL FINANCIAL LLC | Sep 5, 2025 | Sep 9, 2025 | 4 | Firm change | Ibd to ibd |
| CAPITOL SECURITIES MANAGEMENT, INC. | OSAIC INSTITUTIONS, INC. | Mar 2, 2020 | Feb 28, 2020 | -3 | Firm change | RIA to ibd |
| TRUIST ADVISORY SERVICES, INC. | CAPITOL SECURITIES MANAGEMENT, INC. | Aug 3, 2017 | Aug 21, 2017 | 18 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 27, 2016 | -95 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 35371:6413:VA:2025-09-05 | Sep 5, 2025 | Sep 9, 2025 | MECHANICSVILLE, VA | Firm change |