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A••• C•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

A••• C•••••• B••••••

Advisor at P•••••• W••••• P•••••••

CLIVE, IA

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Search this name across graphsid dfx:ria:6c89c757-cbdd-bf43-cfb8-071ac391c880

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• P•••••••	Independent wealth	Jun 5, 2017	n/a	yes	CLIVE, IA	Current employment
H•• A•••••••• L••	Former SEC adviser	Apr 21, 2014	Jan 20, 2017	no	DES MOINES, IA\|TRUCKEE, CA\|TRUCKEE, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•• A•••••••• L••	P•••••• W••••• P•••••••	Jan 20, 2017	Jun 5, 2017	136	Firm change	Other
U••• B•••••• I••••••••• I•••	H•• A•••••••• L••	Apr 22, 2014

Relationships

Registered with (6)

→ P•••••• W••••• P•••••••Registered adviserregistration: current employment
Jun 5, 2017 to presentfactForm ADV
→ H•• A•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2014 to Jan 20, 2017factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2011 to Apr 22, 2014factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c89c757-cbdd-bf43-cfb8-071ac391c880
First observed: Oct 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.