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CRD 154983
DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAMILTON, RANDALL, A | Treasurer | B | yes | 01/2008 | Mar 17, 2015 | Apr 21, 2017 |
| JENSEN, KYNDI, JO | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2017 | Mar 6, 2017 | Apr 21, 2017 |
| JUFFER, MATTHEW, ALLAN | Chairman | B | yes | 01/2008 | Mar 17, 2015 | Apr 21, 2017 |
| NOYCE, KENNETH, RICHARD | President | D | yes | 01/2017 | Mar 17, 2015 | Apr 21, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HAMILTON, JUFFER & ASSOCIATES, LLP | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Mar 6, 2017 | $44.7M | $44.5M | 5 | 2 | n/a | n/a | n/a |
| 2015 | Mar 22, 2016 | $127M | $127M | 9 | 8 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $44.7M | $127M | -64.8% | n/a | n/a | 5 | 9 | n/a | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Andersen | 2 | Sep 18, 2024 | Oct 11, 2023 | DES MOINES, IA | Team lift out | Other | 100.0% |