DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | LANCASTER, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 1, 2024 | n/a | yes | PLYMOUTH, MN|LANCASTER, CA | Current employment |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Apr 18, 2024 | Nov 1, 2024 | no | SCOTTSDALE, AZ | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | Apr 9, 2024 | no | Valencia, CA|GLENDORA, CA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Feb 7, 2024 | Mar 21, 2024 | no | HOUSTON, TX|VALENCIA, CA|Santa Clarita, CA|HOUSTON, TX|Valencia, CA|GLENDORA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 1, 2024 | Nov 1, 2024 | 0 | Firm change | RIA to ibd |
| CETERA INVESTMENT ADVISERS LLC | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Apr 9, 2024 | Apr 18, 2024 | 9 | Firm change | Ibd to RIA |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 21, 2024 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169045:116407:AZ:2024-11-01 | Nov 1, 2024 | Nov 1, 2024 | SCOTTSDALE, AZ | Firm change |