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Advisor at EDWARD JONES
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Aug 21, 2023 | n/a | yes | DENVER, CO | Current employment |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Feb 18, 2015 | Oct 13, 2021 | no | DENVER, CO|Denver, CO | Previous registration |
| EDWARD JONES | National bd RIA | Jan 24, 2013 | Oct 31, 2014 | no | TEMPE, AZ|TEMPE, AZ|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | EDWARD JONES | Oct 13, 2021 | Aug 21, 2023 | 677 | Firm change after gap | Ibd to ibd |
| EDWARD JONES | TRANSAMERICA RETIREMENT ADVISORS, LLC | Oct 31, 2014 | Feb 18, 2015 | 110 | Firm change | Other |