DFX Intelligence

F••••••• J••••• P••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

F••••••• J••••• P••

Advisor at T•• A•••••••• I•••

SUMMIT, NJ | Miami, FL

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Search this name across graphsid dfx:ria:6c931d09-9a99-450b-6f83-c0e30b2927a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Nov 25, 2025	n/a	yes	SUMMIT, NJ\|Miami, FL	Current employment
I•••••• S••••••••• I•••	Mixed wealth	Sep 14, 2017	Dec 13, 2024	no	Miami Beach, FL\|Highland Park, IL\|El Paso, TX\|Miami, FL\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• S••••••••• I•••	T•• A•••••••• I•••	Dec 13, 2024	Nov 25, 2025	347	Firm change	RIA to ibd
E•• C•••••• A••••••• I•••	I•••••• S••••••••• I•••	Jun 22, 2016	Sep 14, 2017

Relationships

Registered with (7)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ I•••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 14, 2017 to Dec 13, 2024factForm ADV
→ E•• C•••••• A••••••• I•••Registered adviserregistration: previous registration
Jun 9, 2016 to Jun 22, 2016factForm ADV
→ E•• P•••••• W••••• M••••••••• ••••••••• C••••

Dated events

Occurred
Dec 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c931d09-9a99-450b-6f83-c0e30b2927a2
First observed: Jan 22, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.