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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JASON CHRIS HOHENSTEIN

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | Wausau, WI | WAUSAU, WI | GENEVA, IL

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Search this name across graphsid dfx:ria:6c97b6c6-8d2e-1937-5a35-90e71347515d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jul 6, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 11, 1995
First registration: Jul 6, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2673397

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 8, 2024	n/a	yes	SAN DIEGO, CA\|Wausau, WI\|GENEVA, IL\|WAUSAU, WI	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Jan 11, 2024	no	WAUSAU, WI	Previous registration
THIRD STREET ADVISORS, LLC	Former SEC adviser	Jul 26, 2022	Apr 30, 2024	no	GENEVA, IL\|Wausau, WI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Feb 8, 2011	Sep 1, 2023	no	WAUSAU, WI	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Aug 11, 2009	Feb 8, 2011	no	WAUSAU, WI\|CINCINNATI, OH	Previous registration
EQUITY DESIGN ADVISORS, LLC	n/a	Jul 6, 2005	Mar 31, 2011	no	WAUSAU, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THIRD STREET ADVISORS, LLC	OSAIC WEALTH, INC.	Apr 30, 2024	Sep 1, 2023	-242	Firm change after gap	RIA to ibd
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Jan 11, 2024	Jan 8, 2024	-3	Firm change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	THIRD STREET ADVISORS, LLC	Sep 1, 2023	Jul 26, 2022	-402	Firm change after gap	Ibd to RIA
EQUITY DESIGN ADVISORS, LLC	ON INVESTMENT MANAGEMENT CO	Mar 31, 2011	Aug 11, 2009	-597	Firm change after gap	Other
ON INVESTMENT MANAGEMENT CO	SAGEPOINT FINANCIAL, INC.	Feb 8, 2011	Feb 8, 2011	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6413:WI:2024-01-11	Jan 11, 2024	Jan 8, 2024	WAUSAU, WI	Firm change
133763:113212:WI:2023-09-01	Sep 1, 2023	Jul 26, 2022	WAUSAU, WI	Firm change after gap

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ THIRD STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 26, 2022 to Apr 30, 2024factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Jan 11, 2024factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Feb 8, 2011 to Sep 1, 2023factForm ADV
→ EQUITY DESIGN ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 6, 2005 to Mar 31, 2011factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Aug 11, 2009 to Feb 8, 2011factForm ADV

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
Jason Chris Hohenstein left Third Street Advisors, Llc for Osaic Wealth, Inc. (registered 2023-09-01)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2024
Advisor changed firm
Jason Chris Hohenstein left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-01-08)
Form ADVobserved 6 days ago
Occurred
Sep 1, 2023
Advisor changed firm
Jason Chris Hohenstein left Sagepoint Financial, Inc. for Third Street Advisors, Llc (registered 2022-07-26)
Form ADVobserved 6 days ago