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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

THIRD STREET ADVISORS, LLC

CRD 113212

GENEVA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19a0eec9-7eab-ef93-208c-0cddf5161502

Data as of Mar 20, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 12
On other graphs: 0
Observed: Nov 29, 2011 to Mar 20, 2024
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $95.6MItem 5.F on the latest filing (2024-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $61.7M
Private client RAUM: $95.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 245
Individual clients: 108
High net worth clients: 39
SEC number: 801-124730
CRD: 113212
Filings on the tape: 21
First filed: Nov 29, 2011
Latest filed: Mar 20, 2024
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOHENSTEIN, JASON, CHRIS	PRESIDENT/MEMBER	D	yes	06/2022	Jul 18, 2022	Mar 20, 2024
HOHENSTEIN, JASON, CHRIS	President	Na	yes	07/2022	Jul 18, 2022	Mar 20, 2024
SNOW, KEVIN, JOHN	MANAGING MEMBER/TREASURER	C	yes	06/2022	Jul 18, 2022	Mar 20, 2024
SNOW, KEVIN, JOHN	EXECUTIVE OFFICER/CCO	Na	yes	07/2022	Jul 18, 2022	Mar 20, 2024
ALPHA DOG ADVISORS, INC	Member	E	no	07/2022	Jul 18, 2022	Mar 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EQUITY DESIGN GROUP	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wausau	Wi	United States	3	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 20, 2024	$95.6M	$61.7M	7	4	2	n/a	n/a
2022	Feb 17, 2023	$90.4M	$22.4M	7	6	1	n/a	n/a
2011	Jan 27, 2012	$58.1M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$95.6M	$90.4M	5.8%	n/a	n/a	7	7	2	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC WEALTH, INC.	2	Apr 30, 2024	Sep 1, 2023	GENEVA, IL	Team lift out	RIA to ibd	40.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SAGEPOINT FINANCIAL, INC.	3	Sep 1, 2023	Jul 26, 2022	WAUSAU, WI	Team lift out	Ibd to RIA	0.3%

Relationships

Controls (2)

← SNOW, KEVIN, JOHNOwnerMANAGING MEMBER/TREASURER, ownership code C, individual
Jul 18, 2022 to presentfactForm ADV
← HOHENSTEIN, JASON, CHRISOwnerPRESIDENT/MEMBER, ownership code D, individual
Jul 18, 2022 to presentfactForm ADV

Owns (1)

← ALPHA DOG ADVISORS, INCOwnerMEMBER, ownership code E, domestic entity
Jul 18, 2022 to presentfactForm ADV

Registered with (6)

← SHEILA MARIE BAKERAdvisorregistration: previous registration
Mar 18, 2010 to Apr 30, 2024factForm ADV
← KEVIN JOHN SNOWAdvisorregistration: previous registration
Jul 22, 2022 to Apr 30, 2024factForm ADV
← JASON CHRIS HOHENSTEINAdvisorregistration: previous registration
Jul 26, 2022 to Apr 30, 2024factForm ADV
← NICHOLAS PAUL SNOWAdvisorregistration: previous registration
Jul 22, 2022 to Apr 30, 2024factForm ADV
← MATTHEW JOHN ALEXANDERAdvisorregistration: previous registration
Jul 22, 2022 to Apr 30, 2024factForm ADV
← CONSTANCE MICHELLE WALSHAdvisorregistration: previous registration
Jun 6, 2000 to Nov 17, 2016factForm ADV

Moved with (2)

→ OSAIC WEALTH, INC.Registered adviser2 advisors, team lift out, same day
Apr 30, 2024 to Sep 1, 2023factForm ADV
← SAGEPOINT FINANCIAL, INC.Registered adviser3 advisors, team lift out, same day
Sep 1, 2023 to Jul 26, 2022factForm ADV

Dated events

Occurred
Apr 30, 2024
Team lift-out
2 advisors left Third Street Advisors, LLC (Geneva, IL) for Osaic Wealth, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Apr 30, 2024
Advisor changed firm
Nicholas Paul Snow left Third Street Advisors, Llc for Osaic Wealth, Inc. (registered 2023-09-01)
Form ADVobserved 4 days ago
Occurred
Apr 30, 2024
Advisor changed firm
Matthew John Alexander left Third Street Advisors, Llc for Osaic Wealth, Inc. (registered 2023-09-01)
Form ADVobserved 4 days ago
Occurred
Apr 30, 2024
Advisor changed firm
Sheila Marie Baker left Third Street Advisors, Llc for Lpl Financial Llc (registered 2024-02-05)
Form ADVobserved 4 days ago
Occurred
Apr 30, 2024
Advisor changed firm
Kevin John Snow left Third Street Advisors, Llc for Osaic Wealth, Inc. (registered 2023-09-01)
Form ADVobserved 4 days ago
Occurred
Apr 30, 2024
Advisor changed firm
Jason Chris Hohenstein left Third Street Advisors, Llc for Osaic Wealth, Inc. (registered 2023-09-01)
Form ADVobserved 4 days ago
Occurred
Sep 1, 2023
Team lift-out
3 advisors left Sagepoint Financial, Inc. (Wausau, WI) for Third Street Advisors, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jul 18, 2022
Control person left
Robert Craig Neader (Managing Member) no longer on Schedule A of Third Street Advisors, Llc (listed 2022-05-09, absent 2022-07-18)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2022
Control person left
Marie Sheila Baker (Chief Compliance Officer) no longer on Schedule A of Third Street Advisors, Llc (listed 2022-05-09, absent 2022-07-18)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2022
Control person joined
John Kevin Snow (Managing Member/Treasurer) appeared on Schedule A of Third Street Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jul 18, 2022
Control person joined
Chris Jason Hohenstein (President/Member) appeared on Schedule A of Third Street Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 24, 2022
First Form ADV filing
Third Street Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19a0eec9-7eab-ef93-208c-0cddf5161502
First observed: Nov 29, 2011
Last observed: Mar 20, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THIRD STREET ADVISORS, LLC

CRD 113212

GENEVA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19a0eec9-7eab-ef93-208c-0cddf5161502

Data as of Mar 20, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOHENSTEIN, JASON, CHRIS

PRESIDENT/MEMBER

yes

06/2022

Jul 18, 2022

Mar 20, 2024

HOHENSTEIN, JASON, CHRIS

President

yes

07/2022

Jul 18, 2022

Mar 20, 2024

SNOW, KEVIN, JOHN

MANAGING MEMBER/TREASURER

yes

06/2022

Jul 18, 2022

Mar 20, 2024

SNOW, KEVIN, JOHN

EXECUTIVE OFFICER/CCO

yes

07/2022

Jul 18, 2022

Mar 20, 2024

ALPHA DOG ADVISORS, INC

Member

07/2022

Jul 18, 2022

Mar 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EQUITY DESIGN GROUP

n/a

City

State

Country

Employees

Also broker-dealer

Wausau

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 20, 2024

$95.6M

$61.7M

n/a

2022

Feb 17, 2023

$90.4M

$22.4M

n/a

2011

Jan 27, 2012

$58.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$95.6M

$90.4M

5.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC WEALTH, INC.

Apr 30, 2024

Sep 1, 2023

GENEVA, IL

Team lift out

RIA to ibd

40.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SAGEPOINT FINANCIAL, INC.

Sep 1, 2023

Jul 26, 2022

WAUSAU, WI

Team lift out

Ibd to RIA

0.3%