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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Steven Kajala

Advisor at LPL ENTERPRISE, LLC

COOK, MN | ST LOUIS PARK, MN

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Search this name across graphsid dfx:ria:6cad64e5-54e6-fb9b-97dd-d4a3cef08cff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 19, 2003
First registration: May 16, 2005
Dual registered: yes, broker-dealer
Other names: STEVEN VICTOR KAJALA
IAPD individual key: 4726999

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	COOK, MN\|ST LOUIS PARK, MN\|COOK, MN	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Aug 22, 2018	Nov 14, 2024	no	ST. LOUIS PARK, MN\|Cook, MN\|NEWARK, NJ	Previous registration
WADDELL & REED	Former SEC adviser	Aug 14, 2015	Aug 20, 2018	no	SAVAGE, MN	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 25, 2015	no	Minneapolis, MN\|ST. PAUL, MN\|Palm Harbor, FL\|ALBANY, NY\|Albany, NY\|MINNEAPOLIS, MN\|Duluth, MN	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 24, 2008	Jun 1, 2009	no	ST. PAUL, MN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 16, 2005	Nov 26, 2008	no	DESTIN, FL\|DULUTH, MN\|DULUTH, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
WADDELL & REED	PRUCO SECURITIES, LLC	Aug 20, 2018	Aug 22, 2018	2	Firm change	Ibd to ibd
MORGAN STANLEY	WADDELL & REED	Aug 25, 2015	Aug 14, 2015	-11	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Nov 26, 2008	Nov 24, 2008	-2	Firm change	Other

Relationships

Registered with (6)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 22, 2018 to Nov 14, 2024factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 14, 2015 to Aug 20, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 25, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 24, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 16, 2005 to Nov 26, 2008factForm ADV

Dated events

No dated event names this entity yet.