DFX Intelligence

N••• L••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

N••• L••••• M••••••••• L••

CRD 156640

PORTOLA VALLEY, CA

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 60
Dated events: 22
On other graphs: 2
Observed: Feb 13, 2012 to Mar 31, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

N••• L••••• M••••••••• L••

Manager with allocator commitments · key_crd, key_sfn_adviser, shared_crd

Venture Capitalidentity

N••• L••••• M••••••••• L••

Venture manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.4B••• Locked
Discretionary RAUM: $4.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 26

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••••• 1•• L••	Venture Capital Fund	$552M	Mar 31, 2021	2	Mar 31, 2021	dropped	n/a
L••••• V•••••• V•••• L••	Venture Capital Fund	$541M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• F••••• T•••• D•••• M•••• 2• 2•••	MANAGING MEMBER	C	yes	02/2015	Mar 29, 2019	Mar 28, 2024
C•••• B••• C•••••••••	MANAGING MEMBER AND TRUSTEE OF C••• F••••• T•••• D•••• M•••• 2• 2•••	C	yes	02/2015	Mar 22, 2016	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••• A•• S••• F••• G•• L•• ••••••••• W• B•••	n/a	n/a	n/a	Y	yes	n/a
N••• L••••• E••••••• L•••••• 1• G•• L••	n/a	n/a	n/a	Y	yes	n/a
N••• L••••• I••••••••• F••• 2• G•• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
REDWOOD CITY	CA	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.4B	$3.7B	20.7%	$3.7B	6.3%	26	26	1	1

Relationships

Advises (53)

→ L••••• V•••••• X• L••Private fundVenture Capital Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ L••••• V•••••• V•••• L••Private fundVenture Capital Fund, IA
Mar 22, 2016 to presentfactForm ADV
→ N•• C••••• L••Private fundVenture Capital Fund, IA
Apr 1, 2021 to presentfactForm ADV
→ N••• L••••• U••••••••• L•Private fund

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
31 Mar 2026
Private fund first reported7 events
Private fund first reported: 7 on 31 Mar 2026
$1.3M to $422M
- ••• Locked$422M
- ••• Locked$63.4M
- ••• Locked$42.5M
Occurred
31 Mar 2026
Ria principal change
••• Locked
Form ADV
Occurred
31 Mar 2026
Ria indirect owner change3 events
N••• L••••• M••••••••• L••: ria indirect owner change, 3 events, on 31 Mar 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
31 Mar 2026
Private fund no longer reported3 events
Private fund no longer reported: 3 on 31 Mar 2026
$5,921 to $167K
- ••• Locked$167K
- ••• Locked$11K
- ••• Locked$5,921
Occurred
13 Aug 2025
Ria hq relocated
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 13, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••••• V•••••• V•• L••	Venture Capital Fund	$136M	Mar 31, 2026	61	Feb 13, 2012	reported	021-158084
L••••• V•••••• V• •••• L••	Venture Capital Fund	$73.8M	Mar 31, 2026	64	Feb 13, 2012	reported	021-129749
N••• P••• C•••••• I• Q• L•••	Venture Capital Fund	$71.7M	Mar 31, 2026	82	Apr 1, 2021	reported	021-346148
N••• P••• C•••••• I•• L•••	Venture Capital Fund	$71.7M	Mar 31, 2026	73	Apr 1, 2021	reported	021-306792
N••• L••••• A•••• 4• L•	Venture Capital Fund	$63.4M	Mar 31, 2026	130	Mar 31, 2026	reported	021-532682
N••• P••• C•••••• I• L•••	Venture Capital Fund	$51.2M	Mar 31, 2026	89	Apr 1, 2021	reported	021-225716
N••• L••••• E••••••• L•••••• 1• L•••	Venture Capital Fund	$49.3M	Mar 31, 2026	37,262	Mar 28, 2024	reported	021-464886
L••••• V•••••• I•• L••	Venture Capital Fund	$46.1M	Mar 31, 2026	94	Feb 13, 2012	reported	n/a
L••••• V•••••• I••• L••	Venture Capital Fund	$44.7M	Oct 7, 2020	95	Feb 13, 2012	dropped	n/a
N••• L••••• E••••••• L•••••• 2• L•	Venture Capital Fund	$42.5M	Mar 31, 2026	253	Mar 31, 2026	reported	021-544454
N••• L••••• I••••••••• F••• 2• L••	Venture Capital Fund	$35.7M	Mar 31, 2026	83	Mar 31, 2026	reported	021-362605
N•• O••••••••• F•••• L•••	Venture Capital Fund	$27.4M	Mar 31, 2026	86	Apr 1, 2021	reported	021-362605
N••• P••• C•••••• I••• L•••	Venture Capital Fund	$20.2M	Mar 31, 2026	76	Mar 31, 2022	reported	021-386055
N•• G•••• I•• L••	Venture Capital Fund	$17.8M	Mar 31, 2026	26	Mar 31, 2022	reported	021-403863
L••••• V•••••• V• L••	Venture Capital Fund	$17.4M	Mar 31, 2026	50	Feb 13, 2012	reported	021-129784

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 22, 2016	$1.7B	$1.7B	14	7	n/a	10	$1.7B
2014	Mar 19, 2015	$1.3B	$1.3B	13	7	n/a	9	$1.3B
2013	Mar 27, 2014	$1.2B	$1.2B	12	5	n/a	9	$1.2B
2012	Mar 27, 2013	$844M	$844M	11	5	n/a	8	$844M