DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

N••• L••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Portola Valley, CaliforniaCRD 156640SEC 801-73561websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 22 filings
SEC status approved since Mar 30, 2012
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
47
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$4.4B as of Mar 31, 2026
Mar 27, 2013$844M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)26 as of Mar 31, 2026
Mar 27, 201311 then
Private funds47 as of Mar 31, 2026
Mar 27, 20138 then
RAUM +21% over the last fiscal year+6.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$93.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+21%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$3.8B, 32 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
47reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$3.8B for 32 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      46 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L••••• V•••••• V••• L••Venture Capital Fund$615M147Mar 27, 2014
      L••••• V•••••• V•••• L••Venture Capital Fund$561M126Mar 22, 2016
      L••••• 1•• L••no longer reportedVenture Capital Fund$552M2Mar 31, 2021
      L••••• V•••••• I•• L••Venture Capital Fund$474M160Mar 29, 2019
      L••••• V•••••• X•• L••Venture Capital Fund$471M222Feb 22, 2023
      L••••• V•••••• V• •••• L••Venture Capital Fund$326M61Feb 13, 2012
      L••••• V•••••• X• L••Venture Capital Fund$323M174Mar 31, 2021
      L••••• K• L••Venture Capital Fund$184M1Mar 31, 2021
      N••• P••• C•••••• I•• Q• L•••Venture Capital Fund$164M322Mar 31, 2022
      L••••• V•••••• V•• L••Venture Capital Fund$142M61Feb 13, 2012
      L••••• V•••••• V• •••• L••Venture Capital Fund$97.3M64Feb 13, 2012
      N••• P••• C•••••• I•• L•••Venture Capital Fund$65.1M73Apr 1, 2021
      N••• P••• C•••••• I• Q• L•••Venture Capital Fund$65.1M79Apr 1, 2021
      L••••• V•••••• I•• L••Venture Capital Fund$63.4M94Feb 13, 2012
      N••• P••• C•••••• I• L•••Venture Capital Fund$59.1M86Apr 1, 2021
      L••••• V•••••• I••• L••no longer reportedVenture Capital Fund$44.7M95Feb 13, 2012
      N•• O••••••••• F•••• L•••Venture Capital Fund$38.6M84Apr 1, 2021
      N••• L••••• E••••••• L•••••• 1• L•••Venture Capital Fund$37.2M37Mar 28, 2024
      L••••• V•••••• V• L••Venture Capital Fund$23.3M50Feb 13, 2012
      N•• G•••• I•• L••Venture Capital Fund$19.0M25Mar 31, 2022
      N••• P••• C•••••• I••• L•••Venture Capital Fund$16.3M76Mar 31, 2022
      L••••• V•••••• I•• L••no longer reportedVenture Capital Fund$15.4M70Feb 13, 2012
      N••• P••• S•••• L•Venture Capital Fund$9.3M1Mar 28, 2024
      N•• A••••••••• L••Venture Capital Fund$8.2M17Apr 1, 2021
      N•• I••••••••• F•••• I•• L••Venture Capital Fund$6.6M51Apr 1, 2021
      N•• E••••••• L••Venture Capital Fund$6.0M7Apr 1, 2021
      N•• G••••• L••Venture Capital Fund$5.2M7Apr 1, 2021
      N•• F•••••••• L••Venture Capital Fund$5.1M9Apr 1, 2021
      N•• T••••••••• L••Venture Capital Fund$5.0M11Apr 1, 2021
      N•• L••• I•• L••Venture Capital Fund$4.7M36Mar 31, 2022
      N•• V•• L••Venture Capital Fund$4.5M23Mar 31, 2022
      N•• R••••• I•• L••Venture Capital Fund$3.7M20Apr 1, 2021
      N•• R•••••• L••Venture Capital Fund$2.7M13Apr 1, 2021
      N•• B••••••••• L••Venture Capital Fund$2.7M13Apr 1, 2021
      N•• K••• T••••••• L••Venture Capital Fund$2.6M12Mar 31, 2022
      N•• I••••••••• F••••• L••Venture Capital Fund$2.2M5Apr 1, 2021
      N•• C••••• L••Venture Capital Fund$2.0M6Apr 1, 2021
      L••••• I• L••no longer reportedVenture Capital Fund$1.9M50Feb 13, 2012
      N•• F••••••• L••Venture Capital Fund$1.9M10Apr 1, 2021
      N•• B•••••••• L••Venture Capital Fund$1.4M16Mar 31, 2022
      All funds of N••• L••••• M••••••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      • C•••• B••• C••••••••• · Managing Member And Trustee Of C••• F••••• T•••• D•••• M•••• 2• 2•••control
        since 02/2015 · owns 25% to 50%
      • C••••••••• K••••• A•• · Managing Member, Cco, Cfo And Trustee Of The C•••••••• Family Trust D•••• M•••• 15, 2019control
        since 02/2012 · owns 25% to 50%
      • H•••• R••••••• B•••• · Managing Member And Trustee Of The H••• Family Trust D•••• December 20, 2012, And Any Amendments Theretocontrol
        since 11/1999 · owns less than 5%
      • N•••• R•••• C• · Trustee Of The N••• F••••• T••••control
        since 05/2013 · owns 25% to 50%
      Entity owners
      • C••• F••••• T•••• D•••• M•••• 2• 2••• · Managing Member
        direct · owns 25% to 50%
      • N••• F••••• T•••• · Managing Member
        direct · owns 25% to 50%
      • T•• C•••••••• F••••• T•••• D•••• M••••• 1•• 2••• · Managing Member
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • C•••• A•• S••• F••• G•• L•• ••••••••• W• B•••
        pooled vehicle sponsory
      • N••• L••••• E••••••• L•••••• 1• G•• L••
        pooled vehicle sponsory
      • N••• L••••• I••••••••• F••• 2• G•• L••
        pooled vehicle sponsory
      • N••• P••• C•••••• G• I• L•
        pooled vehicle sponsory
      • N••• P••• C•••••• G• I•• L••
        pooled vehicle sponsory
      • N••• P••• C•••••• G• I••• L••
        pooled vehicle sponsory
      • N••• P••• S••• G•• L••
        pooled vehicle sponsory
      • N•• C••• G•• L••
        pooled vehicle sponsory
      • N•• O••••••••• F••• G•• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Redwood City, CA
      What changed
      consecutive filings, newest first
      • Accounts · 41 to 47
        Aug 13, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 41 to 47
        Aug 13, 2025 to Mar 31, 2026
      • Assets in custody · $2.5B to $3.8B
        Aug 13, 2025 to Mar 31, 2026
      • Private funds · 41 to 47
        Aug 13, 2025 to Mar 31, 2026
      • Discretionary RAUM · $3.7B to $4.4B
        Aug 13, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $3.7B to $4.4B
        Aug 13, 2025 to Mar 31, 2026
      • RAUM · $3.7B to $4.4B
        Aug 13, 2025 to Mar 31, 2026
      • HQ city · PALO ALTO to PORTOLA VALLEY
        Mar 26, 2025 to Aug 13, 2025
      • Accounts · 44 to 41
        Mar 28, 2024 to Mar 26, 2025
      • Advisory employees · 6 to 11
        Mar 28, 2024 to Mar 26, 2025
      • Pooled vehicle clients · 43 to 41
        Mar 28, 2024 to Mar 26, 2025
      • Assets in custody · $2.5B to $2.5B
        Mar 28, 2024 to Mar 26, 2025
      • Employees · 25 to 26
        Mar 28, 2024 to Mar 26, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 26, 2025
      • Private funds · 43 to 41
        Mar 28, 2024 to Mar 26, 2025
      • Discretionary RAUM · $3.8B to $3.7B
        Mar 28, 2024 to Mar 26, 2025
      • Pooled vehicle RAUM · $3.8B to $3.7B
        Mar 28, 2024 to Mar 26, 2025
      • RAUM · $3.8B to $3.7B
        Mar 28, 2024 to Mar 26, 2025
      • Accounts · 11 to 44
        Jun 15, 2023 to Mar 28, 2024
      • Advisory employees · 7 to 6
        Jun 15, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 11 to 43
        Jun 15, 2023 to Mar 28, 2024
      • Assets in custody · $2.9B to $2.5B
        Jun 15, 2023 to Mar 28, 2024
      • Employees · 27 to 25
        Jun 15, 2023 to Mar 28, 2024
      • Private funds · 11 to 43
        Jun 15, 2023 to Mar 28, 2024
      • Discretionary RAUM · $3.7B to $3.8B
        Jun 15, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $3.7B to $3.8B
        Jun 15, 2023 to Mar 28, 2024
      • RAUM · $3.7B to $3.8B
        Jun 15, 2023 to Mar 28, 2024
      • Business name · L••••• V•••••• M••••••••• L•• to N••• L••••• M••••••••• L••
        Jun 12, 2023 to Jun 15, 2023
      • Employees · 18 to 27
        Jun 12, 2023 to Jun 15, 2023
      • Legal name · L••••• V•••••• M••••••••• L•• to N••• L••••• M••••••••• L••
        Jun 12, 2023 to Jun 15, 2023
      • Other offices · 0 to 1
        Jun 12, 2023 to Jun 15, 2023
      • Accounts · 10 to 11
        Jan 5, 2023 to Feb 22, 2023
      • Pooled vehicle clients · 10 to 11
        Jan 5, 2023 to Feb 22, 2023
      • Assets in custody · $3.3B to $2.9B
        Jan 5, 2023 to Feb 22, 2023
      • Employees · 16 to 18
        Jan 5, 2023 to Feb 22, 2023
      • Private funds · 10 to 11
        Jan 5, 2023 to Feb 22, 2023
      • Discretionary RAUM · $3.8B to $3.7B
        Jan 5, 2023 to Feb 22, 2023
      • Pooled vehicle RAUM · $3.8B to $3.7B
        Jan 5, 2023 to Feb 22, 2023
      • RAUM · $3.8B to $3.7B
        Jan 5, 2023 to Feb 22, 2023
      • Advisory employees · 6 to 7
        May 6, 2021 to Mar 31, 2022
      Signals
      5 dated events
      • C Ryan Nece (Trustee Of The N••• F••••• T••••) appeared on Schedule A of N••• L••••• M••••••••• L••
        Jun 15, 2023 · Control person joined · fact
      • Wayne Alan Marty (Managing Member And Trustee Of The Marty Family Trust Of October 14, 2003 As Amended And Restated November 1, 2012) no longer on Schedule A of N••• L••••• M••••••••• L•• (listed 2022-03-31, absent 2023-01-05)
        Jan 5, 2023 · Control person left · inference
      • N••• L••••• M••••••••• L•• reported RAUM $3.8B, up 35% from $2.8B (2021-05-06 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • N••• L••••• M••••••••• L•• reported RAUM $2.8B, up 34% from $2.1B (2020-10-07 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • N••• L••••• M••••••••• L•• reported RAUM $2.0B, up 27% from $1.6B (2018-03-19 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/next-legacy-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Website
      n•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      650-324-5980reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026