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Advisor at MORGAN STANLEY
Venice, FL | Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 17, 2025 | n/a | yes | Sarasota, FL|Venice, FL | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 19, 2015 | May 2, 2025 | no | Sarasota, FL|Dandridge, TN|Venice, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 3, 2015 | no | SARASOTA, FL|Sarasota, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jan 24, 2008 | Jun 1, 2009 | no | SARASOTA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 8, 2006 | Jan 23, 2008 | no | SARASOTA, FL|SARASOTA, FL | Previous registration |
| ADVEST, INC. | n/a | Mar 2, 2005 | Mar 8, 2006 | no | SARASOTA, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 4, 1998 | Mar 14, 2005 | no | SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | MORGAN STANLEY | May 2, 2025 | Apr 17, 2025 | -15 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | RBC CAPITAL MARKETS, LLC | Mar 3, 2015 | Feb 19, 2015 | -12 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Jan 23, 2008 | Jan 24, 2008 | 1 | Firm change | Other |
| ADVEST, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 8, 2006 | Mar 8, 2006 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | ADVEST, INC. | Mar 14, 2005 | Mar 2, 2005 | -12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:149777:FL:2025-05-02 | May 2, 2025 | Apr 17, 2025 | VENICE, FL | Firm change |
| 149777:31194:FL:2015-03-03 | Mar 3, 2015 | Feb 19, 2015 | SARASOTA, FL | Firm change |