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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

CHAD CHRISTOPHER THOMPSON

Advisor at J.P. MORGAN SECURITIES LLC

Cleveland, OH

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Search this name across graphsid dfx:ria:6cb87c71-c266-9885-71f9-ad168e1eead9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 5, 2016
First registration: Aug 17, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 6152497

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 29, 2025	n/a	yes	Cleveland, OH	Current employment
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Nov 15, 2024	Sep 19, 2025	no	BROOKLYN, OH	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Nov 7, 2017	Dec 7, 2022	no	AKRON, OH\|Columbus, OH	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Aug 17, 2015	Mar 24, 2017	no	BEACHWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEY INVESTMENT SERVICES LLC	J.P. MORGAN SECURITIES LLC	Sep 19, 2025	Sep 29, 2025	10	Firm change	Ibd to wirehouse
HUNTINGTON FINANCIAL ADVISORS	KEY INVESTMENT SERVICES LLC	Dec 7, 2022	Nov 15, 2024	709	Firm change after gap	Ibd to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	HUNTINGTON FINANCIAL ADVISORS	Mar 24, 2017	Nov 7, 2017	228	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 29, 2025 to presentfactForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 15, 2024 to Sep 19, 2025factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Nov 7, 2017 to Dec 7, 2022factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Aug 17, 2015 to Mar 24, 2017factForm ADV

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
Chad Christopher Thompson left Key Investment Services Llc for J.P. Morgan Securities Llc (registered 2025-09-29)
Form ADVobserved 6 days ago
Occurred
Dec 7, 2022
Advisor changed firm
Chad Christopher Thompson left Huntington Financial Advisors for Key Investment Services Llc (registered 2024-11-15)
Form ADVobserved 6 days ago