DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

G&S CAPITAL LLC

CRD 171033

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cbed5db-9b5b-0248-4c44-d7fcf4a63056

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: May 19, 2014 to May 1, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $476MItem 5.F on the latest filing (2026-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $463M
Private client RAUM: $472MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $79.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,265
Individual clients: 264
High net worth clients: 157
Custody, client assets: $70.3M
SEC number: 801-79801
CIK: 1731448
CRD: 171033
Filings on the tape: 51
First filed: May 19, 2014
Latest filed: May 1, 2026
Organised: Limited Liability Company, CO
Website: gandscapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JUSTIN LLOYD SOUCIE	Certified Financial Planner	DENVER, CO	12	22	2	no
RYAN BUCKLEY WILLIAMS	Certified Financial Planner	DENVER, CO	10	14	2	no
LOUIS WATERS HARRIS	Certified Financial Planner	DENVER, CO	7	14	1	no
GREGORY STONE BROWN	Chartered Financial Analyst	DENVER, CO	4	30	1	no
Scott A. Jensen	n/a	DENVER, CO	1	18	n/a	no
APRIL HORACE	n/a	DENVER, CO	0	14	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SOUCIE, JUSTIN, LLOYD	MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	03/2005	May 19, 2014	Aug 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$476M	$463M	9	5	0	n/a	n/a
2024	Feb 17, 2025	$389M	$384M	8	5	0	n/a	n/a
2023	Mar 20, 2024	$338M	$338M	8	4	0	n/a	n/a
2022	Mar 13, 2023	$304M	$304M	9	5	0	n/a	n/a
2021	Feb 19, 2022	$302M	$302M	8	4	0	n/a	n/a
2020	Feb 5, 2021	$260M	$260M	8	4	0	n/a	n/a
2019	Mar 18, 2020	$236M	$236M	9	5	0	n/a	n/a
2018	Jan 23, 2019	$209M	$209M	8	4	0	n/a	n/a
2017	Mar 9, 2018	$219M	$219M	7	3	0	n/a	n/a
2016	Mar 3, 2017	$174M	$174M	7	4	n/a	n/a	n/a
2015	Feb 9, 2016	$152M	$146M	6	3	n/a	n/a	n/a
2014	Jan 26, 2015	$132M	$128M	6	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$476M	$389M	22.3%	$304M	16.1%	9	8	0	0

Relationships

Registered with (8)

← APRIL HORACEAdvisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← Scott A. JensenAdvisorregistration: current employment
Dec 6, 2024 to presentfactForm ADV
← GREGORY STONE BROWNAdvisorregistration: current employment
Aug 8, 2022 to presentfactForm ADV
← LOUIS WATERS HARRISAdvisorregistration: current employment
Apr 16, 2019 to presentfactForm ADV
← RYAN BUCKLEY WILLIAMSAdvisorregistration: current employment
Mar 22, 2016 to presentfactForm ADV
← JUSTIN LLOYD SOUCIEAdvisorregistration: current employment
May 28, 2014 to presentfactForm ADV
← Parker Allen MaxwellAdvisorregistration: previous registration
Apr 11, 2018 to Jan 17, 2019factForm ADV
← JEFFREY SCOTT ARNOLDAdvisorregistration: previous registration
May 28, 2014 to Dec 12, 2017factForm ADV

Controls (1)

← SOUCIE, JUSTIN, LLOYDOwnerMANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
May 19, 2014 to Aug 9, 2024factForm ADV

Dated events

Occurred
Jun 3, 2024
Control person left
Hughes Bryan Nicholls (Chief Compliance Officer, Chief Operating Officer) no longer on Schedule A of G&S Capital Llc (listed 2024-03-21, absent 2024-06-03)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2019
Control person joined
Hughes Bryan Nicholls (Chief Compliance Officer, Chief Operating Officer) appeared on Schedule A of G&S Capital Llc
Form ADVobserved 6 days ago
Occurred
Jan 23, 2019
Control person left
P David Groat (Chief Compliance Officer/Manager) no longer on Schedule A of G&S Capital Llc (listed 2018-05-29, absent 2019-01-23)
Form ADVobserved 6 days ago
Occurred
May 19, 2014
First Form ADV filing
G&S Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cbed5db-9b5b-0248-4c44-d7fcf4a63056
First observed: May 19, 2014
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

G&S CAPITAL LLC

CRD 171033

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cbed5db-9b5b-0248-4c44-d7fcf4a63056

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JUSTIN LLOYD SOUCIE

Certified Financial Planner

DENVER, CO

RYAN BUCKLEY WILLIAMS

Certified Financial Planner

DENVER, CO

LOUIS WATERS HARRIS

Certified Financial Planner

DENVER, CO

GREGORY STONE BROWN

Chartered Financial Analyst

DENVER, CO

Scott A. Jensen

n/a

DENVER, CO

n/a

APRIL HORACE

n/a

DENVER, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SOUCIE, JUSTIN, LLOYD

MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER

yes

03/2005

May 19, 2014

Aug 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$476M

$463M

n/a

2024

Feb 17, 2025

$389M

$384M

n/a

2023

Mar 20, 2024

$338M

n/a

2022

Mar 13, 2023

$304M

n/a

2021

Feb 19, 2022

$302M

n/a

2020

Feb 5, 2021

$260M

n/a

2019

Mar 18, 2020

$236M

n/a

2018

Jan 23, 2019

$209M

n/a

2017

Mar 9, 2018

$219M

n/a

2016

Mar 3, 2017

$174M

n/a

2015

Feb 9, 2016

$152M

$146M

n/a

2014

Jan 26, 2015

$132M

$128M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$476M

$389M

22.3%

$304M

16.1%