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Advisor at G&S CAPITAL LLC
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G&S CAPITAL LLC | Independent wealth | May 28, 2014 | n/a | yes | DENVER, CO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 7, 2005 | Jun 20, 2014 | no | ENGLEWOOD, CO|ENGLEWOOD, CO | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Nov 19, 2004 | Mar 11, 2005 | no | ENGLEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | G&S CAPITAL LLC | Jun 20, 2014 | May 28, 2014 | -23 | Firm change | Other |
| PRUCO SECURITIES, LLC | LPL FINANCIAL LLC | Mar 11, 2005 | Mar 7, 2005 | -4 | Firm change | Other |