This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KESTRA ADVISORY SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 3, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S65|S63

First exam

Aug 3, 1994

First registration

Jan 21, 2014

Dual registered

no

Other names

TOM KARLEN

IAPD individual key

2339497

• Occurred

  Nov 6, 2025
  Advisor changed firm

  Thomas Gregory Karlen left Petros Family Wealth, Llc for Kestra Advisory Services, Llc (registered 2025-11-04)

  Form ADVobserved 5 days ago
• Occurred

  Feb 27, 2023
  Advisor changed firm

  Thomas Gregory Karlen left Wells Fargo Advisors for Petros Family Wealth, Llc (registered 2023-06-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6cc05bb1-5b3f-c199-17c2-52a9a91f66bd

First observed

Jan 21, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.