RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• G•••••• K•••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 4, 2025 · Hudson, Wi
- P••••• F••••• W•••••• L•• independent RIAJun 1, 2023 to Nov 6, 2025 · Bloomington, Mn
- W•••• F•••• A••••••• wirehouseJan 21, 2014 to Feb 27, 2023 · Woodbury, Mn
- P••••• F••••• W•••••• L•• to K••••• A••••••• S•••••••• L••left Nov 6, 2025, registered Nov 4, 2025 (-2 days) · RIA to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to P••••• F••••• W•••••• L••left Feb 27, 2023, registered Jun 1, 2023 (94 days) · Wirehouse to independent RIA · moved with a team
- T••••• G•••••• K••••• left P••••• F••••• W•••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2025-11-04)Nov 6, 2025 · Advisor changed firm · fact
- T••••• G•••••• K••••• left W•••• F•••• A••••••• for P••••• F••••• W•••••• L•• (registered 2023-06-01)Feb 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address