DFX Intelligence

E••••• C•••••• Y•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

E••••• C•••••• Y•••

Advisor at S•••••••• F•••••••• C•••••••• L••

San Angelo, TX

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Search this name across graphsid dfx:ria:6cc20429-fbcc-a272-5af7-33976efe6dde

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 31, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F•••••••• C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F•••••••• C•••••••• L••	Independent wealth	May 24, 2017	n/a	yes	San Angelo, TX	Current employment
S••••• F•••••••• M••••••••• L••	n/a	May 31, 2016	Jan 18, 2017	no	SAN ANGELO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F•••••••• M••••••••• L••	S•••••••• F•••••••• C•••••••• L••	Jan 18, 2017	May 24, 2017	126	Firm change	Other

Relationships

Registered with (2)

→ S•••••••• F•••••••• C•••••••• L••Registered adviserregistration: current employment
May 24, 2017 to presentfactForm ADV
→ S••••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
May 31, 2016 to Jan 18, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cc20429-fbcc-a272-5af7-33976efe6dde
First observed: May 31, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.