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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

MUTUAL FUND PROTECTION SERVICE, CRD 115961

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cca310a-e576-438f-9e56-bf169cfa3239

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2012 to May 19, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $90.9MItem 5.F on the latest filing (2026-05-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90.7M
Private client RAUM: $90.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $90.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 194
Individual clients: 190
High net worth clients: 4
SEC number: 801-107321
CRD: 115961
Filings on the tape: 17
First filed: Feb 27, 2012
Latest filed: May 19, 2026
Organised: Corporation, CO
Website: investpsfunds.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOMINICK PAOLONI	n/a	Denver, CO	1	42	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PAOLONI, DOMINICK	President	E	yes	09/1993	Feb 27, 2012	Mar 14, 2023
HENNESSY, PATRICK, WILLIAM	CHIEF COMPLIANCE OFFICER	Na	no	03/2019	Mar 27, 2020	Mar 14, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 7, 2025	$102M	$99.6M	4	2	0	n/a	n/a
2022	Mar 14, 2023	$72.8M	$66.6M	4	2	0	n/a	n/a
2021	Mar 15, 2022	$79.8M	$76.4M	4	2	0	n/a	n/a
2020	Mar 22, 2021	$69.4M	$65.5M	5	2	0	n/a	n/a
2019	Mar 27, 2020	$72.2M	$62.9M	6	2	0	n/a	n/a
2018	Mar 18, 2019	$77.3M	$59.2M	4	2	0	n/a	n/a
2017	Mar 13, 2018	$79.6M	$64.5M	4	2	0	n/a	n/a
2016	Feb 28, 2017	$72.2M	$57.3M	4	2	n/a	n/a	n/a
2011	Feb 27, 2012	$52.6M	$48.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$90.9M	n/a	n/a	$79.8M	4.4%	3	n/a	0	n/a

Relationships

Registered with (3)

← DOMINICK PAOLONIAdvisorregistration: previous registration
Jan 1, 1999 to Dec 31, 2019factForm ADV
← BREANA MAURAIS COLEAdvisorregistration: previous registration
May 23, 2011 to Sep 13, 2012factForm ADV
← JAYE EVERLANDAdvisorregistration: previous registration
Sep 12, 2011 to May 24, 2012factForm ADV

Controls (1)

← PAOLONI, DOMINICKOwnerPRESIDENT, ownership code E, individual
Feb 27, 2012 to Mar 14, 2023factForm ADV

Owns (1)

← HENNESSY, PATRICK, WILLIAMOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2020 to Mar 14, 2023factForm ADV

Dated events

Occurred
Feb 17, 2016
First Form ADV filing
Integrity Prosperity Security (Ips) Strategic Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cca310a-e576-438f-9e56-bf169cfa3239
First observed: Feb 27, 2012
Last observed: May 19, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

MUTUAL FUND PROTECTION SERVICE, CRD 115961

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cca310a-e576-438f-9e56-bf169cfa3239

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOMINICK PAOLONI

n/a

Denver, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PAOLONI, DOMINICK

President

yes

09/1993

Feb 27, 2012

Mar 14, 2023

HENNESSY, PATRICK, WILLIAM

CHIEF COMPLIANCE OFFICER

03/2019

Mar 27, 2020

Mar 14, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 7, 2025

$102M

$99.6M

n/a

2022

Mar 14, 2023

$72.8M

$66.6M

n/a

2021

Mar 15, 2022

$79.8M

$76.4M

n/a

2020

Mar 22, 2021

$69.4M

$65.5M

n/a

2019

Mar 27, 2020

$72.2M

$62.9M

n/a

2018

Mar 18, 2019

$77.3M

$59.2M

n/a

2017

Mar 13, 2018

$79.6M

$64.5M

n/a

2016

Feb 28, 2017

$72.2M

$57.3M

n/a

2011

Feb 27, 2012

$52.6M

$48.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$90.9M

n/a

$79.8M

4.4%

n/a