DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Integrity Prosperity Security (Ips) Strategic Capital
Legal name Mutual Fund Protection Service
Latest filing May 19, 2026
First filing on the tape Feb 27, 2012 · 17 filings
SEC status approved since Mar 9, 2016
RAUM
$90.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$90.7M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$90.9M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$90.9M as of May 19, 2026
Feb 27, 2012$52.6M then
HNW client RAUM$10.0M as of May 19, 2026
Mar 13, 2018$13.2M then
State-registered IARs (5.B.3)1 as of May 19, 2026
Feb 28, 20172 then
Employees (5.A)3 as of May 19, 2026
Feb 28, 20174 then
Private funds: no history
RAUM n/a over the last fiscal year+4.4% a year over three
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $90.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 194derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $468,768derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$80.7M89%
- High-net-worth individuals$10.0M11%
- Investment companies$250,0000.3%
- Individual clients
- 190reported
- HNW clients
- 4reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 194reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dominick Paoloni | Denver, Co | Jul 7, 2025 | 42 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Breana Maurais Cole to Alliancebernstein L.P.Sep 13, 2012 · Other
- Jaye Everland to Osaic Fa, Inc.May 24, 2012 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dominick Paoloni · Presidentcontrolsince 09/1993 · owns 75% or more
- William Patrick Hennessy · Chief Compliance Officersince 03/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 198 to 194Mar 7, 2025 to May 19, 2026
- Advisory employees · 2 to 1Mar 7, 2025 to May 19, 2026
- Advisory activities · 7 to 8Mar 7, 2025 to May 19, 2026
- HNW clients · 0 to 4Mar 7, 2025 to May 19, 2026
- Individual clients · 198 to 190Mar 7, 2025 to May 19, 2026
- Employees · 4 to 3Mar 7, 2025 to May 19, 2026
- Financial planning clients · 101-250 to 11-25Mar 7, 2025 to May 19, 2026
- State-registered IARs · 2 to 1Mar 7, 2025 to May 19, 2026
- Discretionary RAUM · $99.6M to $90.7MMar 7, 2025 to May 19, 2026
- HNW RAUM · $0 to $10.0MMar 7, 2025 to May 19, 2026
- Individual RAUM · $102M to $80.7MMar 7, 2025 to May 19, 2026
- Non-discretionary RAUM · $2.4M to $232,558Mar 7, 2025 to May 19, 2026
- RAUM · $102M to $90.9MMar 7, 2025 to May 19, 2026
- Financial planning clients · 51-100 to 101-250Mar 5, 2025 to Mar 7, 2025
- Discretionary RAUM · $85.1M to $99.6MMar 5, 2025 to Mar 7, 2025
- Individual RAUM · $87.1M to $102MMar 5, 2025 to Mar 7, 2025
- RAUM · $87.5M to $102MMar 5, 2025 to Mar 7, 2025
- Related adviser · false to trueMar 5, 2025 to Mar 7, 2025
- Accounts · 144 to 198Mar 14, 2023 to Jan 7, 2025
- Individual clients · 144 to 198Mar 14, 2023 to Jan 7, 2025
- Financial planning clients · 101-250 to 51-100Mar 14, 2023 to Jan 7, 2025
- Discretionary RAUM · $66.6M to $85.1MMar 14, 2023 to Jan 7, 2025
- Individual RAUM · $72.4M to $87.1MMar 14, 2023 to Jan 7, 2025
- Non-discretionary RAUM · $6.1M to $2.4MMar 14, 2023 to Jan 7, 2025
- RAUM · $72.8M to $87.5MMar 14, 2023 to Jan 7, 2025
- Accounts · 382 to 144Mar 15, 2022 to Mar 14, 2023
- Individual clients · 163 to 144Mar 15, 2022 to Mar 14, 2023
- Discretionary RAUM · $76.4M to $66.6MMar 15, 2022 to Mar 14, 2023
- Individual RAUM · $78.6M to $72.4MMar 15, 2022 to Mar 14, 2023
- Non-discretionary RAUM · $3.5M to $6.1MMar 15, 2022 to Mar 14, 2023
- RAUM · $79.8M to $72.8MMar 15, 2022 to Mar 14, 2023
- Accounts · 415 to 382Mar 22, 2021 to Mar 15, 2022
- Individual clients · 187 to 163Mar 22, 2021 to Mar 15, 2022
- Employees · 5 to 4Mar 22, 2021 to Mar 15, 2022
- Discretionary RAUM · $65.5M to $76.4MMar 22, 2021 to Mar 15, 2022
- Individual RAUM · $67.0M to $78.6MMar 22, 2021 to Mar 15, 2022
- Non-discretionary RAUM · $3.9M to $3.5MMar 22, 2021 to Mar 15, 2022
- RAUM · $69.4M to $79.8MMar 22, 2021 to Mar 15, 2022
- Accounts · 411 to 415Jun 25, 2020 to Mar 22, 2021
- HNW clients · 21 to 0Jun 25, 2020 to Mar 22, 2021
Signals
1 dated events
- Integrity Prosperity Security (Ips) Strategic Capital filed its initial SEC registration (Form ADV)Feb 17, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-697-3174reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- INVESTPS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-697-3174reportedpublic record, Form ADV, May 19, 2026
- Contact form
- investps.com/home/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- investps.com/home/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026