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Advisor at KEY INVESTMENT SERVICES LLC
BROOKLYN, OH | Dublin, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Jul 31, 2024 | n/a | yes | Dublin, OH|BROOKLYN, OH|BROOKLYN, OH | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jan 10, 2023 | no | COLUMBUS, OH|DUBLIN, OH|Columbus, OH|Dublin, OH|Columbus, OH|Columbus, OH|COLUMBUS, OH|Dublin, OH | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 3, 2011 | Oct 1, 2012 | no | COLUMBUS, OH | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Aug 1, 2008 | May 2, 2011 | no | COLUMBUS, OH|Grandview Heights, OH|DUBLIN, OH|Grandview Heights, OH|Grandview Heights, OH | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Feb 15, 2005 | Aug 1, 2008 | no | COLUMBUS, OH|DUBLIN, OH|DUBLIN, OH|NEWARK, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | KEY INVESTMENT SERVICES LLC | Jan 10, 2023 | Jul 31, 2024 | 568 | Firm change after gap | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| NATIONWIDE SECURITIES, LLC | CHASE INVESTMENT SERVICES CORP. | May 2, 2011 | May 3, 2011 | 1 | Firm change | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | NATIONWIDE SECURITIES, LLC | Aug 1, 2008 | Aug 1, 2008 | 0 | Bulk transfer | Other |