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Registered advisor

S•••• M•••••

K•• I••••••••• S••••••• L••BD affiliatedBrooklyn, Oh dual registrantIAPD 4378302

Feed of 09/15/2026

Also filed as Susan Elizabeth Donegan

At current firm

2 y

since Jul 31, 2024

In the industry

23 y

since Nov 2, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• I••••••••• S••••••• L•• BD affiliated current
since Jul 31, 2024 · Dublin, Oh
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Jan 10, 2023 · Columbus, Oh
C•••• I••••••••• S••••••• C•••• former
May 3, 2011 to Oct 1, 2012 · Columbus, Oh
N••••••••• S••••••••• L•• no RAUM
Aug 1, 2008 to May 2, 2011 · Columbus, Oh
1••• C•••••• M••••••••• C•••••• unclassified
Feb 15, 2005 to Aug 1, 2008 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to K•• I••••••••• S••••••• L••
left Jan 10, 2023, registered Jul 31, 2024 (568 days) · Wirehouse to affiliated broker-dealer or bank
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
N••••••••• S••••••••• L•• to C•••• I••••••••• S••••••• C••••
left May 2, 2011, registered May 3, 2011 (1 days) · Other
1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••
left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move

Signals

S•••• M••••• left J••• M••••• S••••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2024-07-31)
Jan 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address