DFX Intelligence

T•••••• K•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

T•••••• K•••• O••••••

Advisor at A••••• F•••••••• P•••••••• I•••

DOWNERS GROVE, IL | COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:6cd9054f-b095-13f1-d59b-315970c00b06

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 5, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Oct 2, 2024	n/a	yes	COLORADO SPRINGS, CO\|DOWNERS GROVE, IL	Current employment
I•••••••• I••••••••• I•••	Former SEC adviser	May 5, 2015	Mar 19, 2025	no	COLORADO SPRINGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• I••••••••• I•••	A••••• F•••••••• P•••••••• I•••	Mar 19, 2025	Oct 2, 2024	-168	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Oct 2, 2024 to presentfactForm ADV
→ I•••••••• I••••••••• I•••Registered adviserregistration: previous registration
May 5, 2015 to Mar 19, 2025factForm ADV

Dated events

Occurred
Mar 19, 2025
Advisor changed firm
T•••••• K•••• O•••••• left I•••••••• I••••••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2024-10-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cd9054f-b095-13f1-d59b-315970c00b06
First observed: May 5, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.